Michael J. Filbrandt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Filbrandt, who also goes by Mike Filbrandt, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1972. Michael had worked at 8 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2021 - January 13, 2025
SAVANT WEALTH MANAGEMENT
February 1, 2018 - December 9, 2021
FILBRANDT WEALTH MANAGEMENT, LLC
December 17, 2001 - February 14, 2003
ONEAMERICA SECURITIES, INC.
October 14, 1998 - February 21, 2018
FILBRANDT INVESTMENT ADVISERS INCORPORATED
December 13, 1995 - July 15, 1997
HARBOUR INVESTMENTS, INC.
March 26, 1994 - December 13, 1995
WFG SECURITIES CORPORATION
October 28, 1993 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
October 9, 1972 - April 1, 1994
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
SAVANT WEALTH MANAGEMENT
CRD#: 107271 / SEC#: 801-43144
State Registrations and Notice Filings
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Exams
Series 1
Date: 10/4/1972
Registered Representative ExaminationCurrent Firm
SAVANT WEALTH MANAGEMENT
CRD#: 107271 / SEC#: 801-43144
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 65,929 |
| AUM (Assets Under Management) | $ 37,127,688,152 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/25/2024 | ||
| 09/21/2023 |
Red Flags
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