Michael R. Acierno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Acierno was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2022 - January 2, 2024
NETWORK 1 FINANCIAL SECURITIES INC.
March 15, 2012 - April 11, 2022
BENJAMIN SECURITIES, INC.
November 8, 2011 - March 27, 2012
BMA SECURITIES, LLC
September 14, 2009 - June 23, 2011
EKN FINANCIAL SERVICES INC.
September 9, 2009 - September 14, 2009
PHD CAPITAL
February 4, 2009 - August 18, 2009
JOHN THOMAS FINANCIAL
September 4, 2007 - April 3, 2008
CLARK DODGE & CO., INC.
July 25, 2007 - August 17, 2007
WESTROCK ADVISORS, INC.
May 11, 2006 - July 13, 2007
EMPIRE FINANCIAL GROUP, INC.
February 15, 2005 - June 30, 2005
JOSEPH STEVENS & CO., INC.
September 29, 2004 - March 17, 2005
BRUNDYN SECURITIES INC.
June 22, 2004 - October 26, 2004
LH ROSS & COMPANY, INC.
April 30, 2004 - June 21, 2004
S.W. BACH & COMPANY
October 13, 2003 - April 19, 2004
AMERICAN CAPITAL PARTNERS, LLC
June 21, 2002 - October 22, 2003
EKN FINANCIAL SERVICES INC.
April 9, 2001 - July 11, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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