Tracy A. Olive

CAPWEALTH ADVISORS

Franklin, TN 37067

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CRD#: 2074739

Professional summary

Tracy Ann Olive, who also goes by Traci Olive, is a registered financial advisor currently at CAPWEALTH ADVISORS, LLC located in Franklin, Tennessee.

Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Tracy has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Traci Olive

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAPWEALTH INVESTMENT SERVICES, LLC; CRD# 139664; 3000 MERIDIAN BLVD, STE 250, FRANKLIN, TN 37067; INVESTMENT RELATED BUSINESS; APPROXIMATELY 10% OF TIME DEVOTED TO THIS BUSINESS DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Ann Olive's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2015 - Present

CAPWEALTH ADVISORS, LLC

Office #1: 4031 Aspen Grove Drive Suite 600, Franklin, TN 37067

RIA

CRD#: 148781

Franklin, TN

Past

November 15, 2010 - June 5, 2018

CAPWEALTH INVESTMENT SERVICES, LLC

CRD#: 139664

FRANKLIN, TN

Past

May 31, 2002 - May 24, 2010

NBC SECURITIES, INC.

CRD#: 17870

FRANKLIN, TN

Past

June 23, 2000 - June 6, 2002

CAPTRUST FINANCIAL ADVISORS, LLC

CRD#: 41727

CHARLOTTE, NC

Past

July 23, 1998 - June 27, 2000

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

December 8, 1995 - December 18, 1996

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPWEALTH ADVISORS, LLC

CAPITAL TRUST WEALTH ADVISORS, LLC | CAPWEALTH ADVISORS, LLC

CRD#: 148781 / SEC#: 801-69908

RIA

Registered Investment Advisory firm - (1/29/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/5/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/1995

General Securities Representative Examination

Current Firm

CAPWEALTH ADVISORS, LLC

CAPITAL TRUST WEALTH ADVISORS, LLC | CAPWEALTH ADVISORS, LLC

CRD#: 148781 / SEC#: 801-69908

RIA

Registered Investment Advisory firm - (1/29/2009 Approved)

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Contact information

Main Address

4031 Aspen Grove Drive Suite 600, Franklin, TN 37067

Mailing Address

Phone number

(615) 778-0740

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPWEALTH ADVISORS LLC PART II BROCHURE 10.17.2025 (10/17/2025)

Regulatory assets under management

Total Number of Accounts	2,526
AUM (Assets Under Management)	$ 2,033,592,832

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tracy A. Olive

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Ann Olive's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPWEALTH INVESTMENT SERVICES, LLC

NBC SECURITIES, INC.

CAPTRUST FINANCIAL ADVISORS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

Primary Firm SEC Registration

CAPWEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2015

Series 63

Date: 12/13/1995

SIE

Date: 6/5/2018

Series 7

Date: 12/7/1995

Current Firm

CAPWEALTH ADVISORS, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPWEALTH ADVISORS, LLC

TRUST BUT VERIFY

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