Philip C. Pascarella
Professional summary
Philip Charles Pascarella, who also goes by Philip C Parscarella, is a registered financial advisor currently at BENJAMIN F. EDWARDS & COMPANY, INC. located in Morristown, New Jersey.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Philip has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Charles Pascarella's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Philip Charles Pascarella's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2013 - Present
BENJAMIN F. EDWARDS & COMPANY, INC.
Office #1: 67 East Park Pl, Suite 850, Morristown, NJ 07960July 3, 2013 - Present
BENJAMIN F. EDWARDS & COMPANY, INC.
Office #1: 67 East Park Pl, Suite 850, Morristown, NJ 07960January 1, 2008 - July 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - July 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 20, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
August 20, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
April 9, 2007 - August 30, 2007
FIDELITY BROKERAGE SERVICES LLC
October 4, 2006 - April 9, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
August 14, 2006 - October 5, 2006
STRATEGIC ADVISERS LLC
January 1, 2005 - October 4, 2006
FIDELITY BROKERAGE SERVICES LLC
October 23, 2000 - June 13, 2001
FIDELITY BROKERAGE SERVICES LLC
March 1, 1995 - October 6, 2000
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
BENJAMIN F. EDWARDS & COMPANY, INC.
CRD#: 146936 / SEC#: 801-71421, 8-68023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2013)
(7/3/2013)
(9/19/2013)
(6/25/2025)
(7/3/2013)
(3/6/2025)
(2/19/2025)
(7/3/2013)
(6/2/2022)
(7/3/2013)
(7/3/2013)
(7/3/2013)
(7/5/2013)
(7/3/2013)
(7/3/2013)
(9/25/2019)
(7/3/2013)
(7/3/2013)
(1/15/2021)
(11/29/2018)
(1/25/2019)
(7/3/2013)
(12/8/2025)
Exams
FINRA
Current Firm
BENJAMIN F. EDWARDS & COMPANY, INC.
CRD#: 146936 / SEC#: 801-71421, 8-68023
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENJAMIN EDWARDS, INC. | OWNER | |
| BRANDSTADT, TODD HEINRICH | DIRECTOR/DIRECTOR OF BRANCHES | 2631699 |
| EDWARDS, BENJAMIN FRANKLIN | DIRECTOR/ASSISTANT DIRECTOR OF BRANCHES | 6670972 |
| EDWARDS, BENJAMIN FRANKLIN IV | CHAIRMAN/CHIEF EXECUTIVE OFFICER, PRESIDENT | 1061490 |
| EGGLESTON, BROOKE DANIELLE | DIRECTOR/CHIEF HUMAN RESOURCE OFFICER | 7528898 |
| KELLER, CHRISTOPHER M | DIRECTOR/DIRECTOR OF BUSINESS SERVICES | 4346617 |
| MARTIN, THOMAS HAYDEN JR | DIRECTOR/CHIEF FINANCIAL OFFICER | 1459719 |
| MUCKLER, MATTHEW PAUL | CHIEF COMPLIANCE OFFICER, ADVISORY | 4762147 |
| RUBENSTEIN, DOUGLAS DAVID | DIRECTOR/SENIOR ADVISOR TO THE CHAIRMAN | 1138380 |
| STEVENS, KATELYN CLARE | CHIEF COMPLIANCE OFFICER, BROKERAGE | 5752247 |
| TAYLOR, GWENDOLYN MADISON | DIRECTOR/CHIEF LEGAL COUNSEL | 4812432 |
| WHITING, CHRISTOPHER MARK | DIRECTOR OF FINANCIAL STRATEGIES GROUP | 2242513 |
| WISDOM, BILLY JOE | DIRECTOR/DIRECTOR OF REGULATORY & OVERSIGHT SERVICES | 1810908 |
Regulatory assets under management
| Total Number of Accounts | 49,475 |
| AUM (Assets Under Management) | $ 15,656,482,908 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 01/23/2025 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.