JC
James C. Claiborne
FINANCIAL PARTNERS GROUP
Overland Park, KS 66210
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CRD#: 2074636
JC
Professional summary
James Curtis Claiborne, ChFC®, CLU® is a registered financial advisor currently at FINANCIAL PARTNERS GROUP, INC. located in Overland Park, Kansas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. James has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FINANCIAL PARTNERS GROUP, S.CORP, START DATE: 11/24/2009, 9990 COLLEGE BLVD., SUITE 102, OVERLAND PARK, KS 66210, RIA, OWNER,ACT IN A FIDUCIARY CAPACITY FOR THE BENEFIT OF CLIENTS AND GENERAL PUBLIC BY OFFERING FINANCIAL PLANNING AND INVESTMENT-RELATED SERVICES, INVESTMENT RELATED, 150 HOURS PER MONTH, 5 HOURS PER DAY DURING TRADING HOURS. 2. SOCIETY OF FINANCIAL SERVICES PROFESSIONALS, START DATE: 01/01/2005, 9990 COLLEGE BLVD., SUITE 102, OVERLAND PARK, KS 66210, MEMBER, MULTIDISCIPLINARY COMMUNITY OF ACCOMPLISHED PROFESSIONALS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START DATE: 08/01/1990, 9990 COLLEGE BLVD., SUITE 102, OVERLAND PARK, KS 66210, SOLE PROPRIETOR, FIXED INSURANCE RELATED PRODUCT SALES, OWNER, INSURANCE RELATED PRODUCT SALES, NOT INVESTMENT RELATED, 10 HOURS PER MONTH, .5 HOURS PER DAY DURING TRADING HOURS. 4. FPG REAL ESTATE HOLDINGS, LLC., START DATE: 06/30/2017, 9990 COLLEGE BLVD., OVERLAND PARK, KS 66210, FUTURE BUILDING PURCHASE FOR FIRM, OWNER, LANDLORD RELATED ACTIVITIES, NOT INVESTMENT RELATED, 5 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. KEYSER SOZE HOLDING CO., LLC., START DATE: 10/16/2018, 21327 W 95TH TERRACE, LENEXA, KS 66220, LLC, HOLDING COMPANY FOR PRIVATE PLACEMENT RELATED INVESTMENTS, 50% OWNER OF LLC, TO KEEP ANY NECESSARY FILINGS UP TO DATE, INVESTMENT RELATED, 1/2 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 6. 1/2/2020 CLAIBORNE FINANCIAL SERVICES, LLC 10925 ANTIOCH ROAD, STE. 100 OVERLAND PARK, KS 66210- MANAGING MEMBER- PERSONAL ACCOUNTING PURPOSES. NOT INVESTMENT RELATED. LESS THAN 1 HOUR PER MONTH DURING TRADING HOURS. 7. FPG RISK MANAGEMENT SOLUTIONS, START DATE: 01/02/2020, 10925 ANTIOCH ROAD, STUIE 100, OVERLAND PARK, KS 66210, LLC, INSURANCE AGENCY, PRINCIPAL, ADMINISTRATIVE OVERSIGHT, NOT INVESTMENT RELATED, LESS THAN 5 HOURS PER MONTH, LESS THAN 5 HOURS PER DAY DURING TRADING HOURS. 8. BOARD MEMBER FOR THE UNIVERSITY OF CENTRAL MISSOURI FOR PUBLIC AND NON-PUBLIC ENTITIES. NOT INVESTMENT RELATED. LESS THAN 5 HOURS PER MONTH DURING TRADING HOURS. 9. Legal Shield, Start Date: 12/15/2020, 10925 Antioch Rd., Overland Park, KS 66210, Sole Prop, Resource for individuals needing pre-paid legal and credit monitoring, Sales Rep, Discussing payment options for individuals who are interesting in joining legal shield, Not Investment Related, 5 Hours per month, 0 Hours per day during trading hours. 10. FPG Tax & Accounting, LLC., Start Date: 03/01/2023, 903 E 104th St., Ste. 120, Kansas City, MO 64131, LLC, Tax and Accounting Services, 49% Owner, Assisting in day to day staff related needs, business development and client relations, Not Investment Related, 30 Hours per month, 2 Hours per day during trading hours. 11. Quivira Investment Club, Start Date: 04/01/2024, 100 Crescent Blvd., Lake Quivira, KS 66217, Partnership, Investment Club Member only for Members of Lake Quivira Country Club, Club Member only, attending monthly meetings, joining in on stock investment ideas members rotate on providing a stock recommendation to buy, sell or hold existing positions in member investment account, Investment Related, 1 Hour per month, 0 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Curtis Claiborne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 13, 2017 - Present
FINANCIAL PARTNERS GROUP, INC.
Office #1: 10925 Antioch Road Suite 100, Overland Park, KS 66210RIA
CRD#: 288644
Overland Park, KS
Past
September 15, 2017 - December 2, 2024
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Overland Park, KS
Past
January 4, 2010 - October 3, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
OVERLAND PARK, KS
Past
August 4, 2005 - June 3, 2010
PRISM FINANCIAL GROUP, L.L.C.
RIA
CRD#: 112315
OVERLAND PARK, KS
Past
July 18, 2005 - October 3, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
OVERLAND PARK, KS
Past
November 21, 1997 - July 21, 2005
NEW ENGLAND SECURITIES
RIA
CRD#: 615
OVERLAND PARK, KS
Past
February 8, 1996 - July 21, 2005
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
March 12, 1992 - February 7, 1996
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
July 22, 1991 - March 3, 1992
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FINANCIAL PARTNERS GROUP, INC.
ARNONE FINANCIAL, LLC | FINANCIAL PARTNERS GROUP, INC.
CRD#: 288644 / SEC#: 801-111662
RIA
Registered Investment Advisory firm - (9/8/2017 Approved)North Carolina
Registered Investment Advisory firm - (12/22/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(9/13/2017)
IAR
Texas(9/13/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FP
FINANCIAL PARTNERS GROUP, INC.
ARNONE FINANCIAL, LLC | FINANCIAL PARTNERS GROUP, INC.
CRD#: 288644 / SEC#: 801-111662
RIA
Registered Investment Advisory firm - (9/8/2017 Approved)North Carolina
Registered Investment Advisory firm - (12/22/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10925 Antioch Road Suite 100, Overland Park, KS 66210
Mailing Address
Phone number
(913) 826-6982
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,379 |
| AUM (Assets Under Management) | $ 973,306,348 |
Red Flags
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Company Information
FINANCIAL PARTNERS GROUP, INC.
CRD#: 288644Overland Park, KS 66210TRUST BUT VERIFY
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Contact information
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