Ronald D. Fike
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Dean Fike, who also goes by Ron Fike, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1970. Ronald had worked at 8 firms and has passed the Series 63, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2013 - December 31, 2017
SUNSTREET SECURITIES, LLC
August 4, 2010 - November 21, 2012
FIKE ADVISORS, LLC
May 7, 2010 - October 31, 2013
SICOR SECURITIES INC
July 2, 2003 - May 4, 2010
WRP INVESTMENTS, INC.
February 19, 1987 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
March 20, 1973 - January 11, 1979
ALL FUNDS MANAGEMENT CORPORATION
February 3, 1971 - July 2, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 24, 1970 - January 11, 1973
GREAT NORTHERN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/19/1987
AMEX Put and Call ExamSeries 1
Date: 12/19/1970
Registered Representative ExaminationCurrent Firm
SUNSTREET SECURITIES, LLC
CRD#: 143211 / SEC#: , 8-67541
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 5,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
