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KS

Kevin J. Serrapede

NORTHWIND FINANCIAL
BEND, OR 97703-3568
Some features on this profile are disabled
CRD#: 2074389
KS
Kevin John SerrapedeNORTHWIND FINANCIAL

Professional summary

Kevin John Serrapede, CFP® is a registered financial advisor currently at NORTHWIND FINANCIAL LLC located in Bend, Oregon.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kevin has worked at 12 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Serrapede's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1993

Experience

Current

May 29, 2026 - Present

NORTHWIND FINANCIAL LLC

Office #1: 2445 Ne Division St Ste 204, Bend, OR 97703-3568
RIA
CRD#: 342069
BEND, OR
Past

February 27, 2026 - July 9, 2026

CAPSTONE WEALTH MANAGEMENT GROUP, INC.

RIA
CRD#: 340135
BEND, OR
Past

September 20, 2005 - December 31, 2008

PACIFIC WEST SECURITIES, INC.

BD
CRD#: 6390
BEND, OR
Past

July 8, 2004 - September 23, 2005

SYNDICATED CAPITAL, INC.

BD
CRD#: 29037
DIAMOND BAR, CA
Past

July 2, 2004 - July 28, 2026

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

RIA
CRD#: 128097
BEND, OR
Past

April 18, 2001 - January 9, 2002

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

October 24, 2000 - April 30, 2001

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

August 1, 1997 - October 24, 2000

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA
Past

March 13, 1995 - June 20, 1997

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

April 1, 1991 - September 23, 1991

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

April 1, 1991 - September 23, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 15, 1990 - July 2, 1991

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(6/15/2026)
IAR
Oregon
(5/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/25/2004
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/30/2004
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/27/1990
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/27/2005
General Securities Principal Examination

Current Firm

NF
NORTHWIND FINANCIAL LLC
NORTHWIND FINANCIAL LLC

CRD#: 342069 / SEC#: 801-136199

RIA
Registered Investment Advisory firm - (5/6/2026 120-Day Approval)
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Contact information

Main Address
2445 Ne Division St Ste 204, Bend, OR 97703-3568
Mailing Address
Phone number
(541) 318-7871
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NORTHWIND FINANCIAL LLC ADV PART 2A (4/13/2026)

Regulatory assets under management

Total Number of Accounts328
AUM (Assets Under Management)$ 105,443,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTHWIND FINANCIAL LLC

CRD#: 342069Bend, OR 97703-3568

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