Katrina V. Lamb

MV CAPITAL MANAGEMENT

BETHESDA, MD 20814

Some features on this profile are disabled

CRD#: 2074328

Professional summary

Katrina Valerie Lamb, who also goes by Katrina Lamb, Scott Porter Lamb, is a registered financial advisor currently at MV CAPITAL MANAGEMENT, INC. located in Bethesda, Maryland.

Katrina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Katrina has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katrina Lamb | Scott Porter Lamb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS STRATEGY CONSULTING, CONSULTANT, NOT INVESTMENT-RELATED, START DATE 01/2007, 15 HRS/MONTH DURING TRADING HOURS,20 HRS/MONTH TOTAL, VALUATION SPECIALIST, MV FINANCIAL GROUP, INC. 4520 EAST WEST HIGHWAY SUITE 400 BETHESDA, MD 20814

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Valerie Lamb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2007 - Present

MV CAPITAL MANAGEMENT, INC.

Office #1: 4520 East West Highway Suite 400, Bethesda, MD 20814

RIA

CRD#: 139034

BETHESDA, MD

Past

September 10, 1990 - March 30, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MV CAPITAL MANAGEMENT, INC.

MV CAPITAL MANAGEMENT, INC. | MV FINANCIAL

CRD#: 139034 / SEC#: 801-65709

RIA

Registered Investment Advisory firm - (1/20/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/5/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/5/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/8/1990

General Securities Representative Examination

Current Firm

MV CAPITAL MANAGEMENT, INC.

MV CAPITAL MANAGEMENT, INC. | MV FINANCIAL

CRD#: 139034 / SEC#: 801-65709

RIA

Registered Investment Advisory firm - (1/20/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3 Bethesda Metro Center Suite 650, Bethesda, MD 20814-6336

Mailing Address

Phone number

(301) 656-6545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MVCM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,169
AUM (Assets Under Management)	$ 1,269,104,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Katrina V. Lamb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Valerie Lamb's CRS (Customer Relationship Summary).

Certified licenses

Experience

MV CAPITAL MANAGEMENT, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MV CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2007

Series 63

Date: 10/5/1990

Series 7

Date: 9/8/1990

Current Firm

MV CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MV CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors