Jeffrey A. Lutz

INVEST CAPITAL PARTNERS

Springboro, OH 45066

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CRD#: 2074166

Professional summary

Jeffrey Allen Lutz, who also goes by Jeff Lutz, is a registered financial advisor currently at INVEST CAPITAL PARTNERS located in Springboro, Ohio.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Lutz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Midwestern Wealth Management, www.MWMRJ.com, Investment and Advisory related support company "DBA". Financial Advisor. Started 06/2018, Springboro, OH. (2) Midwestern Insurance Management, LLC. Investment Related. Independent Insurance Agent. Started 06/2018, Springboro, OH. 5 hours devoted/month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Allen Lutz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2018 - Present

INVEST CAPITAL PARTNERS

Office #1: 550 S. Main Street, Springboro, OH 45066

RIA

CRD#: 287987

Springboro, OH

Past

June 13, 2011 - July 13, 2018

MORGAN STANLEY

RIA

CRD#: 149777

CENTERVILLE, OH

Past

June 10, 2011 - July 13, 2018

MORGAN STANLEY

CRD#: 149777

CENTERVILLE, OH

Past

June 20, 2005 - June 15, 2011

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

DAYTON, OH

Past

June 17, 2005 - June 15, 2011

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

DAYTON, OH

Past

October 8, 2003 - June 23, 2005

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

DAYTON, OH

Past

August 29, 2003 - June 23, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

February 28, 2000 - September 15, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DAYTON, OH

Past

July 12, 1996 - September 15, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 28, 1992 - July 19, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 8, 1991 - July 7, 1992

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

July 9, 1990 - August 6, 1990

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVEST CAPITAL PARTNERS

CRD#: 287987 / SEC#: 801-110218

RIA

Registered Investment Advisory firm - (4/4/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/17/2018)

IAR

Texas
(6/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/11/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/13/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/6/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INVEST CAPITAL PARTNERS

CRD#: 287987 / SEC#: 801-110218

RIA

Registered Investment Advisory firm - (4/4/2017 Approved)

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Contact information

Main Address

550 S. Main Street, Springboro, OH 45066

Mailing Address

550 S. Main Street, Springboro, OH 45066

Phone number

(937) 557-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVEST CAPITAL PARTNERS BROCHURE DISCLOSURE (1/7/2025)

Regulatory assets under management

Total Number of Accounts	1,200
AUM (Assets Under Management)	$ 229,325,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey A. Lutz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Allen Lutz's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

FIDELITY BROKERAGE SERVICES LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

INVEST CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/2004

Series 63

Date: 4/29/1991

SIE

Date: 7/13/2018

Series 3

Date: 9/11/1992

Series 7

Date: 12/13/1991

Series 6

Date: 7/6/1990

Current Firm

INVEST CAPITAL PARTNERS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVEST CAPITAL PARTNERS

TRUST BUT VERIFY

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