AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
PL

Paul Edward Leapaldt

ChFC®, CLU®
THRIVENT ADVISOR NETWORK
BEND, OR
·CRD# 2074130·36 years experience

Professional Summary

Paul Edward Leapaldt, ChFC®, CLU® is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Bend, Oregon and THRIVENT INVESTMENT MANAGEMENT INC. located in Bend, Oregon. Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Paul has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Douglas Maurice Applegate
Douglas Maurice Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Centennial, CO · CRD#
View profile
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Jeremy Alexander Ellisor SR.
Jeremy Alexander Ellisor SR.

CONVERGENT FINANCIAL GROUP

MOUNT PLEASANT, SC · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Douglas Maurice Applegate
Douglas Maurice Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Centennial, CO · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Jeremy Alexander Ellisor SR.
Jeremy Alexander Ellisor SR.

CONVERGENT FINANCIAL GROUP

MOUNT PLEASANT, SC · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Douglas Maurice Applegate
Douglas Maurice Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Centennial, CO · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Jeremy Alexander Ellisor SR.
Jeremy Alexander Ellisor SR.

CONVERGENT FINANCIAL GROUP

MOUNT PLEASANT, SC · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Douglas Maurice Applegate
Douglas Maurice Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Centennial, CO · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Jeremy Alexander Ellisor SR.
Jeremy Alexander Ellisor SR.

CONVERGENT FINANCIAL GROUP

MOUNT PLEASANT, SC · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#

Credentials

ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

36 years in the financial services industry

Current & Past Employments

THRIVENT ADVISOR NETWORK, LLC·CRD# 304569
RIA
2445 Ne Division St. Suite 100, Bend, OR 97701
March 17, 2021 - Present
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
BD
2445 Ne Division St, Bend, OR 97701
August 5, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Bend, OR
March 18, 2021 - August 1, 2024
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Bend, OR
November 10, 2003 - March 17, 2021
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Bend, OR
July 16, 1990 - March 17, 2021

Similar Advisors

Douglas Maurice Applegate
Douglas Maurice Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Centennial, CO · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Jeremy Alexander Ellisor SR.
Jeremy Alexander Ellisor SR.

CONVERGENT FINANCIAL GROUP

MOUNT PLEASANT, SC · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#

Current Firm

TA
THRIVENT ADVISOR NETWORK, LLC

49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PEARL STREET WEALTH PARTNERS | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES

CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - SEC (7/24/2019 Approved)

Contact Information

Main Address

600 Portland Avenue South, Minneapolis, MN 55415

Phone Number

(612) 844-8444

# of Employees

119

SEC notice filing (47 States and Territories)

Registered to provide investment advisory services in 47 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAN FIRM BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

25,415

AUM (Assets Under Management)

$6,835,173,774

Similar Advisors

Douglas Maurice Applegate
Douglas Maurice Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Centennial, CO · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Jeremy Alexander Ellisor SR.
Jeremy Alexander Ellisor SR.

CONVERGENT FINANCIAL GROUP

MOUNT PLEASANT, SC · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE POSITION: Agent NATURE: Selling/servicing fixed insurance contracts INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2021 ADDRESS: 2445 NE Division St, Suite 100, Bend OR 97703, United States DESCRIPTION: Selling/servicing fixed insurance contracts THRIVENT ADVISOR NETWORK, LLC DBA M25 ADVISORS POSITION: Financial Consultant NATURE: Affiliated retail investment advisory firm. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 03/01/2021 ADDRESS: 2445 NE Division St, Suite 100, Bend OR 97703, United States DESCRIPTION: Provide investment advisory services to retail clients. THE TRINITY FOUNDATION COMMITTEE POSITION: Chairman NATURE: Charitable or Non-Profit Organization The foundation's purpose is to receive assets via donation, provide oversight of the management of investment assets in accordance with foundation bylaws, and distribute funding for scholarships, staff development, property improvements, ministries and missions. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/06/2023 ADDRESS: 2550 NE Butler Market Rd, Bend OR 97701, United States DESCRIPTION: Preside at quarterly meetings of the foundation committee. As a committee member, the chairman will assist in receiving assets via donation, providing oversight to the management of investment assets in accordance with foundation bylaws and distributing funds for scholarships, staff development, property improvements, ministries and missions.

Similar Advisors

Douglas Maurice Applegate
Douglas Maurice Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Centennial, CO · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Jeremy Alexander Ellisor SR.
Jeremy Alexander Ellisor SR.

CONVERGENT FINANCIAL GROUP

MOUNT PLEASANT, SC · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC

49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PEARL STREET WEALTH PARTNERS | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES

CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - SEC (7/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alaska
(8/24/2024)
RR
Arizona
(8/24/2024)
RR
California
(8/24/2024)
RR
Idaho
(9/6/2024)
RR
Montana
(8/24/2024)
RR
Oklahoma
(10/25/2024)
IAR
Oregon
(3/17/2021)
RR
Oregon
(8/5/2024)
RR
South Carolina
(8/24/2024)
IAR
Texas
(6/4/2026)
RR
Washington
(8/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1990About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

Douglas Maurice Applegate
Douglas Maurice Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Centennial, CO · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Jeremy Alexander Ellisor SR.
Jeremy Alexander Ellisor SR.

CONVERGENT FINANCIAL GROUP

MOUNT PLEASANT, SC · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Leapaldt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Douglas Maurice Applegate
Douglas Maurice Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Centennial, CO · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Jeremy Alexander Ellisor SR.
Jeremy Alexander Ellisor SR.

CONVERGENT FINANCIAL GROUP

MOUNT PLEASANT, SC · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
PL
Follow Paul
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required