Mark Stewart
Professional Summary
Mark Stewart, who also goes by Mark Steven Stewart, is a registered financial advisor currently at M STEVENS WEALTH ADVISORS, LLC located in Las Vegas, Nevada and M STEVENS SECURITIES, LLC located in Las Vegas, Nevada. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 13 firms and has passed the Series 66, Series 63, Series 99TO, Series 82TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Steven Stewart
Similar Advisors
LPL FINANCIAL LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Years of Experience
36 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Current Firm
AMERICAN ASSET ADVISORY, LLC | M STEVENS WEALTH ADVISORS, LLC
Contact Information
Main Address
3753 Howard Hughes Parkway Suite 200, Las Vegas, NV 89169Phone Number
(702) 509-7000# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
59AUM (Assets Under Management)
$7,080,773Similar Advisors
LPL FINANCIAL LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
LPL FINANCIAL LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
(3/28/2018)
(11/30/2020)
(2/1/2022)
(10/31/2024)
(2/28/2021)
(8/31/2020)
(4/16/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jul 2003SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Mark Stewart's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
