Daniel G. Rizzuto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Gerard Rizzuto, CFA, who also goes by Daniel Rizzuto, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1990. Daniel had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2021 - August 18, 2023
MAREX NORTH AMERICA SECURITIES LLC
January 6, 2015 - January 2, 2015
NEWEDGE USA, LLC
January 2, 2015 - October 3, 2019
SG AMERICAS SECURITIES, LLC
August 14, 2008 - December 1, 2008
DKR CAPITAL SECURITIES CORP.
August 3, 1990 - October 16, 1997
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
MAREX NORTH AMERICA SECURITIES LLC
CRD#: 307508 / SEC#: , 8-70580
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KROPKE, PAUL STEVEN | CHIEF COMPLIANCE OFFICER | 2572796 |
Red Flags
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