Gail S S. Glazerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail S Susan Glazerman, who also goes by Gail Susan Glazerman, was a registered financial professional .
Gail S is a previously registered financial professional and started their career in finance in 1990. Gail S had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2017 - December 14, 2018
ROE EQUITY RESEARCH LLC
November 3, 2000 - February 3, 2016
UBS SECURITIES LLC
May 17, 1998 - November 3, 2000
UBS FINANCIAL SERVICES INC.
May 31, 1995 - May 15, 1998
ROOSEVELT & CROSS, INCORPORATED
July 9, 1990 - September 26, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROE EQUITY RESEARCH LLC
CRD#: 127442 / SEC#:
Contact information
Red Flags
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