Rodolfo E. Balseiro
Professional summary
Rodolfo Enrique Balseiro, who also goes by Rodolfo Balseiro, Rudy Balseiro, Rodolfo Enrique Balserio, is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Rodolfo is registered as a RR (Registered Representative) and started their career in finance in 1993. Rodolfo has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rodolfo Enrique Balseiro's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2025 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005December 10, 2024 - May 1, 2025
KINGSWOOD CAPITAL PARTNERS, LLC
January 18, 2017 - June 28, 2023
SMBC NIKKO SECURITIES AMERICA, INC.
July 10, 2014 - January 24, 2017
NOMURA SECURITIES INTERNATIONAL, INC.
March 12, 2007 - July 10, 2014
NEEDHAM & COMPANY, LLC
March 17, 2004 - March 9, 2007
J.P. MORGAN SECURITIES LLC
December 6, 1993 - August 6, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
