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ER

Edward Mark Rimland

CRD# 2073382·Registered 1990 - 2025
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Mark Rimland, who also goes by Edward Rimland, was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1990 - 2025. Edward had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward Rimland

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

THE SILVERFERN GROUP, INC.·CRD# 119266
BD
Greenwich, CT
October 3, 2008 - May 6, 2025
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
March 11, 1992 - June 19, 2008
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
September 20, 1990 - February 14, 1992

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Current Firm

TS
THE SILVERFERN GROUP, INC.

KIWI PARTNERS SECURITIES INC. | THE SILVERFERN GROUP, INC. | KIWI SECURITIES INC.

CRD#: 119266 / SEC#: 8-65167
BD
Terminated by SEC on 05/06/2025

Contact Information

Established

New York since 12/14/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
HOLMES, CLIVE ROBERTOWNER2275426
CATTAU, JOHN RICHARDPRINCIPAL/CAO & CHIEF COMPLIANCE OFFICER—
EFREM, KATHY KHATINAFINOP3248100
HOLMES, CLIVE ROBERTCEO2275426

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1996About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2014About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Aug 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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