Robert D. Haggard

APOLLON WEALTH MANAGEMENT

Peachtree Corners, GA 30092

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CRD#: 2073194

Professional summary

Robert David Haggard, CFP®, who also goes by David Haggard, R David Haggard, Robert D Haggard, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Peachtree Corners, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Robert has worked at 13 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Haggard | R David Haggard | Robert D Haggard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert David Haggard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

September 18, 2024 - Present

APOLLON WEALTH MANAGEMENT, LLC

Office #1: 5550 Triangle Parkway, Suite 101, Peachtree Corners, GA 30092

RIA

CRD#: 291902

Peachtree Corners, GA

Past

October 9, 2020 - October 3, 2024

UCAP AMERICAS

RIA

CRD#: 170846

Altlanta, GA

Past

June 6, 2019 - September 30, 2020

ADI DASSLER FAMILY OFFICE LLC

RIA

CRD#: 301044

Alpharetta, GA

Past

March 6, 2018 - June 5, 2019

ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP

RIA

CRD#: 288134

Cumming, GA

Past

September 18, 2015 - March 16, 2018

ACG WEALTH INC.

RIA

CRD#: 150419

Cumming, GA

Past

March 17, 2009 - June 15, 2012

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

ATLANTA, GA

Past

March 13, 2009 - June 15, 2012

OPPENHEIMER & CO. INC.

CRD#: 249

ATLANTA, GA

Past

February 6, 2006 - March 16, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

ATLANTA, GA

Past

January 27, 2006 - March 16, 2009

STANFORD GROUP COMPANY

CRD#: 39285

ATLANTA, GA

Past

June 20, 2002 - December 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DULUTH, GA

Past

June 15, 2002 - December 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DULUTH, GA

Past

March 25, 2002 - June 20, 2002

WACHOVIA SECURITIES, INC.

RIA

CRD#: 431

CHARLOTTE, NC

Past

February 14, 2000 - June 15, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

November 25, 1998 - February 14, 2000

WACHOVIA BROKERAGE SERVICE

CRD#: 17503

WINSTON SALEM, NC

Past

August 10, 1998 - August 21, 1998

WACHOVIA BROKERAGE SERVICE

CRD#: 17503

Past

March 18, 1996 - October 27, 1998

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

July 31, 1990 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

July 31, 1990 - February 14, 1996

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/1/2024)

IAR

Texas
(9/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/1990

General Securities Representative Examination

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON WEALTH MANAGEMENT, LLC - PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	20,798
AUM (Assets Under Management)	$ 7,720,756,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert D. Haggard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert David Haggard's CRS (Customer Relationship Summary).

Certified licenses

Experience

UCAP AMERICAS

ADI DASSLER FAMILY OFFICE LLC

ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP

ACG WEALTH INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

WACHOVIA SECURITIES, INC.

WACHOVIA BROKERAGE SERVICE

WACHOVIA BROKERAGE SERVICE

MML INVESTORS SERVICES, LLC

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

APOLLON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2001

Series 63

Date: 8/4/1990

Series 7

Date: 7/23/1990

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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