Christopher M. Block
Professional summary
Christopher Michael Block was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Christopher had worked at 4 firms, which includes BLOCK TRADING INC., TEXAS CAPITAL SECURITIES INC., LEHMAN BROTHERS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1994 - October 14, 1998
BLOCK TRADING INC.
January 11, 1993 - July 20, 1995
TEXAS CAPITAL SECURITIES, INC.
December 3, 1990 - June 4, 1992
LEHMAN BROTHERS INC.
August 10, 1990 - December 11, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BLOCK TRADING INC.
CRD#: 36666 / SEC#: , 8-47391
Contact information
Documents
Red Flags
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