Stephen P. Percoco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Paul Percoco was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2004. Stephen had worked at 2 firms and has passed the Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2014 - January 2, 2018
LARK RESEARCH, INC.
February 5, 2008 - December 31, 2013
LARK RESEARCH, INC.
December 2, 2004 - December 31, 2006
LARK RESEARCH, INC.
November 10, 2004 - August 5, 2005
ROBOTTI SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LARK RESEARCH, INC.
CRD#: 128918 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
