EA
Eugene R. Akerberg
CHARTER OAK CAPITAL MANAGEMENT
Portsmouth, NH 03801
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CRD#: 2072909
EA
Professional summary
Eugene Robert Akerberg, CFP® is a registered financial advisor currently at CHARTER OAK CAPITAL MANAGEMENT located in Portsmouth, New Hampshire.
Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Eugene has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Tax Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CHARTER OAK CAPITAL MANAGEMENT, 68 MAIN STREET, SUITE 3, KENNEBUNK, ME. INVESTMENT-RELATED, RIA, STARTED 10/01/04, APPROX. 35 HOURS/WEEK. MANAGE CLIENT RELATIONSHIPS.
2. AMERICAN LEGION, DEPT OF NH, POST 61, 8 STEEPLE STREET, MILTON, NH 03851. AMERICAN LEGION POST. ADJUTANT OF VETERANS ORGANIZATION, 4/2013-PRESENT. 5 HRS/MONTH, NONE DURING TRADING. INFORMATION AND MEMBERSHIP COORDINATOR, NO COMPENSATION.
3. IRONWOOD 10TH CONDO ASSN. INC., 3680 IRONWOOD CIRCLE, BRADENTON, FL 34209. NON-INVESTMENT RELATED. PRESIDENT OF CONDO ASSOCIATION 3/2016-PRESENT. 10 HRS/MONTH, 1 HR/MONTH DURING TRADING, CHIEF EXECUTIVE OFFICER, NO COMPENSATION.
CRS (Client Relationship Summary) - RIA
Click below to view Eugene Robert Akerberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
September 19, 2003 - Present
CHARTER OAK CAPITAL MANAGEMENT
Office #1: Two International Drive Suite 325, Portsmouth, NH 03801Office #2: 62 Portland Road Suite 37, Kennebunk, ME 04043RIA
CRD#: 120870
Portsmouth, NH
Past
January 14, 2005 - August 12, 2019
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
KENNEBUNK, ME
Past
December 2, 1997 - January 14, 2005
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SOMERWORTH, NH
Past
September 13, 1996 - January 14, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
July 26, 1990 - September 16, 1996
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
CHARTER OAK CAPITAL MANAGEMENT
CHARTER OAK CAPITAL MANAGEMENT | TROIANO AND ASSOCIATES, INC. | TROIANO AND ASSOCIATES | TROIANAO AND ASSOCIATES | TODD MICHAEL CESCA | JEFFREY SCOTT TROIANO | GEORGE THURLOW | CHARTER OAK CAPITAL MANAGEMENT, LLC
CRD#: 120870 / SEC#: 801-64808
RIA
Registered Investment Advisory firm - (11/2/2005 Approved)Maine
Registered Investment Advisory firm - (12/31/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (3/21/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(3/13/2014)
IAR
New Hampshire(10/28/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CO
CHARTER OAK CAPITAL MANAGEMENT
CHARTER OAK CAPITAL MANAGEMENT | TROIANO AND ASSOCIATES, INC. | TROIANO AND ASSOCIATES | TROIANAO AND ASSOCIATES | TODD MICHAEL CESCA | JEFFREY SCOTT TROIANO | GEORGE THURLOW | CHARTER OAK CAPITAL MANAGEMENT, LLC
CRD#: 120870 / SEC#: 801-64808
RIA
Registered Investment Advisory firm - (11/2/2005 Approved)Maine
Registered Investment Advisory firm - (12/31/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (3/21/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Two International Drive Suite 325, Portsmouth, NH 03801
Mailing Address
Phone number
(800) 646-5720
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,359 |
| AUM (Assets Under Management) | $ 1,419,829,350 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 |
Red Flags
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Company Information
CHARTER OAK CAPITAL MANAGEMENT
CRD#: 120870Portsmouth, NH 03801TRUST BUT VERIFY
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Contact information
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