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MD

Michelle Ann Dimaio

COMMONFUND SECURITIES
NORWALK, CT
·CRD# 2072768·36 years registered

Professional Summary

Michelle Ann Dimaio, who also goes by M A Cwikla, Michelle Ann Demarco, is a registered financial advisor currently at COMMONFUND SECURITIES, INC. located in Norwalk, Connecticut. Michelle is registered as a RR (Registered Representative) and started their career in finance in 1991. Michelle has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7TO, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

M A Cwikla, Michelle Ann Demarco

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years registered in the securities industry

Current & Past Employments

Current

COMMONFUND SECURITIES, INC.Current·CRD# 43541
BD
601 Merritt 7, Norwalk, CT 06851
January 22, 2019 - Present

Past

BARCLAYS CAPITAL INC.Past·CRD# 19714
BD
New York, NY
September 22, 2008 - October 24, 2008
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
May 6, 2005 - September 22, 2008
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
April 22, 1997 - March 19, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
September 26, 1996 - April 18, 1997
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
February 12, 1991 - December 22, 1994

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Current Firm

CS
COMMONFUND SECURITIES, INC.

COMMONFUND SECURITIES, INC. | ENDOWMENT SERVICES, INC.

CRD#: 43541 / SEC#: 8-50337
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

601 Merritt 7, Norwalk, CT 06851

Mailing Address

601 Merritt 7, Norwalk, CT 06851

Phone Number

(203) 563-5000

Established

Delaware since 05/30/1997

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COMMONFUND HOLDING COMPANY, INC.SHAREHOLDER—
BARD, NANCY KIERNANMANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS1324063
CERASUOLO, VIOLETTACHIEF COMPLIANCE OFFICER5362546
DURRELL, SUSAN KERRMANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS2945336
HARITON, ANITA LYNNEPRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS4104946
SPONGBERG, JONATHAN DTREASURER5521666

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/4/2019)
RR
Alaska
(2/4/2019)
RR
Arizona
(1/30/2019)
RR
Arkansas
(2/4/2019)
RR
California
(2/4/2019)
RR
Colorado
(1/30/2019)
RR
Connecticut
(1/24/2019)
RR
Delaware
(2/4/2019)
RR
District of Columbia
(1/30/2019)
RR
Florida
(1/30/2019)
RR
Georgia
(2/4/2019)
RR
Hawaii
(2/4/2019)
RR
Idaho
(1/30/2019)
RR
Illinois
(2/4/2019)
RR
Indiana
(2/4/2019)
RR
Iowa
(2/4/2019)
RR
Kansas
(2/4/2019)
RR
Kentucky
(2/4/2019)
RR
Louisiana
(1/30/2019)
RR
Maine
(1/31/2019)
RR
Maryland
(1/30/2019)
RR
Massachusetts
(2/4/2019)
RR
Michigan
(2/4/2019)
RR
Minnesota
(2/4/2019)
RR
Mississippi
(2/4/2019)
RR
Missouri
(2/4/2019)
RR
Montana
(2/4/2019)
RR
Nebraska
(2/4/2019)
RR
Nevada
(2/4/2019)
RR
New Hampshire
(2/4/2019)
RR
New Jersey
(2/4/2019)
RR
New Mexico
(2/4/2019)
RR
New York
(2/4/2019)
RR
North Carolina
(2/4/2019)
RR
North Dakota
(2/4/2019)
RR
Ohio
(1/30/2019)
RR
Oklahoma
(2/4/2019)
RR
Oregon
(2/4/2019)
RR
Pennsylvania
(2/4/2019)
RR
Puerto Rico
(1/30/2019)
RR
Rhode Island
(2/4/2019)
RR
South Carolina
(2/4/2019)
RR
South Dakota
(2/4/2019)
RR
Tennessee
(2/4/2019)
RR
Texas
(2/4/2019)
RR
Utah
(2/4/2019)
RR
Vermont
(2/4/2019)
RR
Virgin Islands
(2/4/2019)
RR
Virginia
(2/4/2019)
RR
Washington
(2/4/2019)
RR
West Virginia
(2/4/2019)
RR
Wisconsin
(2/4/2019)
RR
Wyoming
(2/4/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2019About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jul 2025About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2019About the SIE exam

Series 7TO — General Securities Representative Examination

Passed Jan 2019About the Series 7TO exam

Series 7 — General Securities Representative Examination

Passed Dec 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michelle Ann Dimaio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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