Daniel A. Brodsky
Professional summary
Daniel A. Brodsky, who also goes by Daniel Allan Broadsky, Dan Brodsky, Daniel Allan Brodsky, Danny A Brodsky, is a registered financial professional currently at SPIDERROCK EXS, LLC located in Chicago, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel A. Brodsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2023 - Present
SPIDERROCK EXS, LLC
Office #1: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606Office #2: 200 Broadway 3rd floor (industrious), New York, NY, 10038September 16, 2022 - March 29, 2023
SGMA CAPITAL MARKETS LIMITED
September 27, 2021 - August 31, 2022
SRT SECURITIES LLC
May 21, 2004 - December 4, 2019
GFI SECURITIES LLC
August 14, 2001 - March 1, 2004
TULLETT PREBON FINANCIAL SERVICES LLC
March 3, 1999 - August 31, 2001
INTER-DEALER BROKERS LLC
April 10, 1995 - August 31, 2001
GFI SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/11/2000
Limited Representative-Equity Trader ExamCboe Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
SPIDERROCK EXS, LLC
CRD#: 148743 / SEC#: , 8-68062
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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