Stanley F. Tara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Francis Tara, who also goes by Stanley Frank Tara Jr, Stanley Frank Tara, Stanley Frank Taragowski Jr, Stanley Frank Taragowski, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1990. Stanley had worked at 3 firms and has passed the Series 63, Series 56, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2011 - May 7, 2012
VTRADER PRO, LLC
January 18, 1994 - February 6, 1995
TFS DERIVATIVES LLC
July 26, 1990 - April 29, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 10/27/2011
Proprietary Trader Qualification ExaminationCurrent Firm
VTRADER PRO, LLC
CRD#: 131920 / SEC#: , 8-66525
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
