David K. Mabie
CHICAGO CAPITAL | Partner
CHICAGO, IL 60603
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CRD#: 2072651
Professional summary
David K Mabie is a registered financial advisor currently at CHICAGO CAPITAL, LLC located in Chicago, Illinois.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
Chicago Capital was founded on one simple principal: Putting clients first. We provide personalized service to help our clients define their goals that span multiple generations. We have a clear process to understand these goals, develop appropriate recommendations, and help balance the risks and rewards of long-term investments. Our advisers understand that our client’s goals are unique, and therefore the process by which we help them achieve these goals revolves around the client.
Dave Mabie has been in the investment business since 1991. Dave co-founded Chicago Capital in 2018 after holding portfolio management and research roles with William Blair and Stein Roe & Farnham. Early in his career, Dave was an analyst at A.C. Nielsen.
Dave is a Chartered Financial Analyst and a member of the CFA society of Chicago. He has been named a Top Financial Advisor by Barron’s, a Best-In-State Wealth Advisor by Forbes, a Notable Financial Advisor by Crain’s, and a Five Star Wealth Manager by Chicago Magazine. Dave has been featured by the Wall Street Journal, Chicago Sun Times, Chicago Financial Times, Family Wealth Report, and other publications. Dave is a member and manager of Cache Creek Ranch LLC, which owns and operates a cattle ranch in Wilsall, Montana. Dave earned a B.S. from Lewis & Clark College; and an M.M. from Northwestern University Kellogg Graduate School of Management.
Question & Answer
What are your service offerings?
Institutional consulting
Trading individual securities
Philanthropic services
Trust & estate planning
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
David Mabie is a Manager of Cache Creek Ranch; Non-investment related; Wilsall, MT; Description: Agriculture, sale of livestock, hunting services and rental property; start date June 2015; 600-700 hour/year. David Mabie is a Board Member of Franklin Philanthropic Foundation, which is a not for profit organization; Chicago, IL; Member 1-2 weeks/year; started 2018; no compensation Springboard Foundation; Not-for-profit grants for school related charitable organizations; Chicago, IL; Member; 1-2 weeks/year; started 2015; no compensation. Lewis & Clark College, Liberal Arts College; Portland, Oregon; Trustee; 1-2 weeks/year; started 2018; no compensation. Description: Chicago High School for the Arts (Chi-Arts) Foundation, Foundation; Chicago, IL; Director, 1-2 weeks/year, started 2021; no compensation. Description: WTTW/WFMT; Public Broadcasting Non-Profit; Chicago, IL; Trustee; 1 hr./month; started 2022; no compensation. Description: School for Little Children; Pre-School Non-Profit; Evanston, IL; Member, Investment Committee; 1-2 week/year; started 2021; no compensation. Description: Bates Center for Entrepreneurship and Leadership, Lewis & Clark College; Liberal Arts College; Portland OR; Advisory Board Member; 1-2 weeks/year; started 2021; no compensation.
CRS (Client Relationship Summary) - RIA
Click below to view David K Mabie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Accounting, Finance, International Business
- 1991
Economics and Psychology
- 1985
Experience
Current
February 19, 2018 - Present
CHICAGO CAPITAL, LLC
Office #1: 135 S. Lasalle Street Suite 4200, Chicago, IL 60603RIA
CRD#: 291624
CHICAGO, IL
Past
March 1, 2007 - March 14, 2018
WILLIAM BLAIR
RIA
CRD#: 1252
CHICAGO, IL
Past
February 8, 1994 - March 14, 2018
WILLIAM BLAIR
BD
CRD#: 1252
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICAGO CAPITAL, LLC
CHICAGO CAPITAL, LLC
CRD#: 291624 / SEC#: 801-112280
RIA
Registered Investment Advisory firm - (1/11/2018 Approved)Illinois
Registered Investment Advisory firm - (8/9/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(2/19/2018)
IAR
Texas(2/20/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CC
CHICAGO CAPITAL, LLC
CHICAGO CAPITAL, LLC
CRD#: 291624 / SEC#: 801-112280
RIA
Registered Investment Advisory firm - (1/11/2018 Approved)Illinois
Registered Investment Advisory firm - (8/9/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
135 S. Lasalle Ste. 4200, Chicago, IL 60603
Mailing Address
Phone number
(312) 429-2333
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,058 |
| AUM (Assets Under Management) | $ 4,477,490,797 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2025 |
Red Flags
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Company Information
CHICAGO CAPITAL, LLC
PartnerCRD#: 291624Chicago, IL 60603TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
