Nancy Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Taylor, CFA, who also goes by Nancy Taylor Mahan, Nancy Anne Taylor, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1990. Nancy had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2022 - July 8, 2022
EMPOWER ADVISORY GROUP, LLC
April 25, 2022 - July 8, 2022
EMPOWER FINANCIAL SERVICES, INC.
March 5, 2021 - July 9, 2021
FIDELITY BROKERAGE SERVICES LLC
February 9, 1995 - May 3, 1996
BARING INVESTMENT SERVICES, INC.
June 3, 1993 - February 16, 1994
DEAM INVESTOR SERVICES, INC.
December 10, 1991 - August 4, 1992
DEAM INVESTOR SERVICES, INC.
February 15, 1991 - October 29, 1991
DEAM INVESTOR SERVICES, INC.
July 30, 1990 - December 15, 1990
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/4/2021
General Securities Representative ExaminationCurrent Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
