Jeffrey Ross Halpert
Professional Summary
Jeffrey Ross Halpert is a registered financial advisor currently at JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC located in Florham Park, New Jersey and THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. located in Florham Park, New Jersey. Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
Contact Information
Main Address
30b Vreeland Road Suite 210, Florham Park, NJ 07932Phone Number
(888) 467-3636# of Employees
15SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
367AUM (Assets Under Management)
$161,681,168Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(1/15/2016)
(12/6/2007)
(7/31/2008)
(9/5/1997)
(12/13/2006)
(4/14/2020)
(1/13/1997)
(7/2/2014)
(4/8/2002)
(4/25/1997)
(10/2/2015)
(5/28/1997)
(9/24/1997)
(10/15/2010)
(9/21/2007)
(7/13/2009)
(1/29/1997)
(2/21/1997)
(3/19/1997)
(10/17/2008)
(2/26/1997)
(12/3/1996)
(6/5/2014)
(1/25/1999)
(12/12/1996)
(5/21/2021)
(4/11/1997)
(2/20/1997)
(5/5/1997)
(2/26/1997)
(11/16/1999)
(6/19/1997)
(2/10/1997)
(3/24/2009)
(9/29/1997)
(10/30/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jun 1995SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Ross Halpert's CRS (Customer Relationship Summary).
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