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Adam Alexander Townsend

CRD# 2072351·Registered 1990 - 1997
Barred: Adam Alexander Townsend was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Adam Alexander Townsend was a registered financial advisor. Adam was a previously registered financial professional and started their career in finance 1990 - 1997. Adam had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

GLOBAL EQUITIES GROUP INC·CRD# 34039
BD
New York, NY
July 15, 1996 - June 20, 1997
A.S. GOLDMEN & CO., INC.·CRD# 23180
BD
Red Bank, NJ
August 8, 1995 - June 12, 1996
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 3, 1994 - May 19, 1995
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
March 5, 1992 - September 19, 1994
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
July 2, 1991 - March 10, 1992
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
February 27, 1991 - July 18, 1991
R.H.DAMON & CO., INC.·CRD# 23091
BD
October 12, 1990 - February 27, 1991

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Current Firm

GE
GLOBAL EQUITIES GROUP INC

GLOBAL EQUITIES GROUP INC | STAR SECURITIES NETWORK, INC. | GLOBAL EQUITIES GROUP, INC.

CRD#: 34039 / SEC#: 8-46197
BD
Terminated by SEC on 03/13/1998

Contact Information

Established

Colorado since 06/05/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1990About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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