Adam A. Townsend
Professional summary
Adam Alexander Townsend was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adam is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Adam had worked at 7 firms, which includes GLOBAL EQUITIES GROUP INC, A.S. GOLDMEN & CO. INC., PRUDENTIAL EQUITY GROUP LLC, GRUNTAL & CO. L.L.C., DICKINSON & CO., JOSEPHTHAL & CO. INC., R.H.DAMON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 1996 - June 20, 1997
GLOBAL EQUITIES GROUP INC
August 8, 1995 - June 12, 1996
A.S. GOLDMEN & CO., INC.
October 3, 1994 - May 19, 1995
PRUDENTIAL EQUITY GROUP, LLC
March 5, 1992 - September 19, 1994
GRUNTAL & CO., L.L.C.
July 2, 1991 - March 10, 1992
DICKINSON & CO.
February 27, 1991 - July 18, 1991
JOSEPHTHAL & CO., INC.
October 12, 1990 - February 27, 1991
R.H.DAMON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL EQUITIES GROUP INC
CRD#: 34039 / SEC#: , 8-46197
Contact information
Documents
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