Christine M. Wilhelm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Michelle Wilhelm, who also goes by Chris Wilhelm, Christine Wilhelm, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1990. Christine had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2019 - December 31, 2024
ONEAMERICA SECURITIES, INC.
March 18, 2016 - September 20, 2018
AUGUSTAR DISTRIBUTORS, INC.
March 31, 2015 - November 5, 2015
PARK AVENUE SECURITIES LLC
May 29, 2013 - March 31, 2015
GUARDIAN INVESTOR SERVICES LLC
February 15, 2012 - May 17, 2013
VOYA FINANCIAL ADVISORS, INC.
April 20, 2011 - May 17, 2013
VOYA FINANCIAL PARTNERS, LLC
November 9, 2007 - February 4, 2009
BNY MELLON SECURITIES CORPORATION
October 30, 2007 - February 4, 2009
BNY MELLON SECURITIES CORPORATION
December 15, 2004 - December 20, 2005
AIM PRIVATE ASSET MANAGEMENT
June 7, 2002 - December 20, 2002
AIM PRIVATE ASSET MANAGEMENT
May 3, 2001 - December 2, 2005
INVESCO DISTRIBUTORS, INC.
July 26, 1990 - June 8, 1999
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
