Antoine T. Williams

ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT

Shelburne, VT 05482

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CRD#: 2072136

Professional summary

Antoine Troy Williams is a registered financial advisor currently at ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC located in Shelburne, Vermont.

Antoine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Antoine has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antoine Troy Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2021 - Present

ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC

Office #1: 2989 Shelburne Road, Shelburne, VT 05482

RIA

CRD#: 312253

Shelburne, VT

Past

June 7, 2012 - May 12, 2021

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

SHELBURNE, VT

Past

May 21, 2012 - May 5, 2021

LPL FINANCIAL LLC

CRD#: 6413

SHELBURN, VT

Past

May 11, 2005 - May 23, 2012

EQUITY SERVICES, INC.

RIA

CRD#: 265

SHELBURNE, VT

Past

March 29, 2005 - May 23, 2012

EQUITY SERVICES, INC.

CRD#: 265

SHELBURNE, VT

Past

May 4, 1999 - March 21, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

August 16, 1993 - March 2, 1995

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC

CRD#: 312253 / SEC#: 801-120352

RIA

Registered Investment Advisory firm - (2/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/7/2021)

IAR

Vermont
(3/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/5/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/1999

General Securities Representative Examination

Current Firm

ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC

CRD#: 312253 / SEC#: 801-120352

RIA

Registered Investment Advisory firm - (2/18/2021 Approved)

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Contact information

Main Address

2989 Shelburne Road, Shelburne, VT 05482

Mailing Address

Phone number

(802) 985-8808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC (1/22/2025)

Regulatory assets under management

Total Number of Accounts	898
AUM (Assets Under Management)	$ 229,248,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Antoine T. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antoine Troy Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

EDWARD JONES

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/2005

Series 63

Date: 5/5/1999

SIE

Date: 10/1/2018

Series 7

Date: 5/3/1999

Current Firm

ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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