Michael E. Mullowney
Professional summary
Michael Edward Mullowney JR, who also goes by Michael E Jr Mullowney, Mike Mullowney Jr, is a registered financial professional currently at AMERIVET SECURITIES, INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Mullowney JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2018 - Present
AMERIVET SECURITIES, INC.
Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036October 14, 2015 - March 20, 2018
WINSLOW, EVANS & CROCKER, INC.
December 5, 2012 - October 20, 2015
J.P. MORGAN SECURITIES LLC
October 1, 1999 - September 15, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 26, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
October 14, 1994 - March 8, 1999
LEGG MASON WOOD WALKER, INCORPORATED
July 31, 1993 - November 1, 1994
CITIGROUP GLOBAL MARKETS INC.
October 3, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
July 26, 1990 - October 1, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2018)
(6/24/2019)
(6/24/2019)
(6/8/2023)
(6/8/2023)
(11/6/2019)
(11/20/2018)
(7/19/2019)
(2/20/2020)
(6/24/2019)
(4/10/2018)
(6/8/2023)
(6/24/2019)
(7/31/2019)
(6/11/2018)
(7/10/2019)
(6/8/2023)
Exams
FINRA
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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