Jonathan L. Krieger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Lee Krieger was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1992. Jonathan had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - October 28, 2020
BERKERY NOYES SECURITIES, LLC
July 20, 2010 - April 18, 2011
THINKEQUITY LLC
December 9, 2008 - August 2, 2010
TM CAPITAL LLC
June 7, 2007 - December 5, 2008
BUTLER CAPITAL PARTNERS
March 29, 2006 - March 22, 2007
RAYMOND JAMES INSURANCE GROUP, INC.
May 18, 2004 - March 3, 2006
B. RILEY SECURITIES, INC.
December 9, 1999 - October 26, 2001
BANC OF AMERICA SECURITIES LLC
April 27, 1998 - November 10, 1999
J.P. MORGAN SECURITIES LLC
May 26, 1992 - August 12, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERKERY NOYES SECURITIES, LLC
CRD#: 155918 / SEC#: , 8-68750
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
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