Robert J. Labick

CJS SECURITIES IA

White Plains, NY 10606

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CRD#: 2071988

Professional summary

Robert James Labick, who also goes by Bob Labick, is a registered financial advisor currently at CJS SECURITIES IA, INC. located in White Plains, New York and CJS SECURITIES, INC. located in White Plains, New York.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Labick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Labick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2023 - Present

CJS SECURITIES IA, INC.

Office #1: 50 Main St Suite 325, White Plains, NY 10606

RIA

CRD#: 326920

White Plains, NY

Current

July 4, 2012 - Present

CJS SECURITIES, INC.

Office #1: 50 Main Street Suite 325, White Plains, NY 10606Office #2: 50 Main Street Suite 325, White Plains, NY 10606

CRD#: 44823

White Plains, NY

Past

April 14, 2003 - April 21, 2011

CJS SECURITIES, INC.

CRD#: 44823

WHITE PLAINS, NY

Past

April 5, 1995 - September 29, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/4/2012)

California
(7/4/2012)

Colorado
(7/4/2012)

Connecticut
(7/4/2012)

Delaware
(7/4/2012)

District of Columbia
(7/4/2012)

Florida
(7/4/2012)

Georgia
(7/4/2012)

Illinois
(7/4/2012)

Indiana
(7/4/2012)

Kansas
(1/10/2019)

Maryland
(7/4/2012)

Massachusetts
(7/4/2012)

Michigan
(7/4/2012)

Minnesota
(7/4/2012)

Missouri
(7/4/2012)

New Jersey
(7/4/2012)

New York
(7/4/2012)

IAR

New York
(7/31/2023)

North Carolina
(7/5/2012)

Ohio
(7/5/2012)

Oregon
(7/4/2012)

Pennsylvania
(7/4/2012)

Rhode Island
(7/4/2012)

Texas
(7/4/2012)

Virginia
(7/4/2012)

Washington
(7/4/2012)

Wisconsin
(7/4/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/30/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 12/16/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 3/31/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CJS SECURITIES IA, INC.

CRD#: 326920 / SEC#:

New York

Registered Investment Advisory firm - (7/31/2023 Approved)

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Contact information

Main Address

50 Main St Suite 325, White Plains, NY 10606

Mailing Address

Phone number

(914) 287-7600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Labick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Labick's CRS (Customer Relationship Summary).

Certified licenses

Experience

CJS SECURITIES, INC.

CJS SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2004

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 12/16/2004

Series 7

Date: 3/31/1995

Series 24

Date: 1/26/2015

FINRA

Current Firm

CJS SECURITIES IA, INC.

Contact information

Documents

Red Flags

Company Information

CJS SECURITIES IA, INC.

TRUST BUT VERIFY

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