RE
Richard J. Enna
EAGLE STRATEGIES LLC
OVERLAND PARK, KS 66210-2082
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CRD#: 2071921
RE
Professional summary
Richard Joseph Enna JR, CFP®, who also goes by Richard Joseph Enna, Rick Enna Jr, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Overland Park, Kansas and NYLIFE SECURITIES LLC located in Overland Park, Kansas.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Joseph Enna | Rick Enna Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[ST. JAMES ACADEMY; VARSITY BOYS SOCCER COACH; 6820 LACKMAN ROAD, SHAWNEE, KS 66217; START DATE: 12/2000; ROLE/TITLE: COACH; NOT INVESTMENT RELATED; 8 HOURS PER WEEK 8/15 THRU 11/1] [OPERATING UNDER THE DBA NAME OF ENNA & ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; OVERLAND PARK, KS; START DATE: 12/2019] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2004; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Archdiocese of Kansas City In Kansas; Provides guidance to the Archbishop of Kansas City in KS, assisting him in oversight of the assets of the Archdiocese and decision making on all financial transactions and issues associated with the Archdiocese. ; 12615 Parallel Parkway, Kansas City, Kansas 66109; Start Date 12/2022; Role/Title: Finance Council and Investment Committee; Investment Related; 3 hours per month; 1 hours per month during securities trading hours] [Pikes Peak Retreat; Rental Property. I own a home in CO that is not my primary residence. I hire a management company to facilitate the rental operation and property upkeep.; 684 Divide South Drive, Divide, CO 80814; Start Date 11/2022; Role/Title: Owner; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Enna JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 4, 1998 - Present
EAGLE STRATEGIES LLC
Office #1: 7101 College Blvd Ste 1400, Overland Park, KS 66210-2082RIA
CRD#: 110826
OVERLAND PARK, KS
Current
March 23, 1995 - Present
NYLIFE SECURITIES LLC
Office #1: 7101 College Boulevard Suite 1400, Overland Park, KS 66210BD
CRD#: 5167
Overland Park, KS
Past
January 6, 1995 - March 13, 1995
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
May 20, 1993 - January 17, 1995
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
July 25, 1991 - May 18, 1993
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/8/2014)
RR
California(10/25/2021)
RR
Colorado(10/7/1996)
RR
Florida(10/21/2021)
RR
Iowa(7/6/1998)
IAR
Kansas(8/4/1998)
RR
Kansas(1/11/2019)
RR
Michigan(1/13/2020)
RR
Minnesota(7/1/2015)
RR
Missouri(5/22/1995)
RR
Nebraska(9/28/2001)
RR
North Carolina(11/13/2024)
RR
Oklahoma(1/13/1999)
RR
Texas(2/4/2019)
IAR
Texas(2/13/2019)
RR
Virginia(8/28/2013)
RR
Washington(12/16/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Overland Park, KS 66210-2082TRUST BUT VERIFY
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