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Richard Joseph Enna Jr

CFP®
EAGLE STRATEGIES
OVERLAND PARK, KS
·CRD# 2071921·36 years experience

Professional Summary

Richard Joseph Enna JR, CFP®, who also goes by Richard Joseph Enna, Rick Enna Jr, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Overland Park, Kansas and NYLIFE SECURITIES LLC located in Overland Park, Kansas. Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard Joseph Enna, Rick Enna Jr

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

36 years in the financial services industry

Current & Past Employments

Current

EAGLE STRATEGIES LLCCurrent·CRD# 110826
RIA
7101 College Blvd Ste 1400, Overland Park, KS 66210-2082
August 4, 1998 - Present
NYLIFE SECURITIES LLCCurrent·CRD# 5167
BD
7101 College Boulevard Suite 1400, Overland Park, KS 66210
March 23, 1995 - Present

Past

WALNUT STREET SECURITIES, INC.Past·CRD# 15840
BD
El Segundo, CA
January 6, 1995 - March 13, 1995
GUARDIAN INVESTOR SERVICES LLCPast·CRD# 6635
BD
New York, NY
May 20, 1993 - January 17, 1995
AVANTAX INVESTMENT SERVICES, INC.Past·CRD# 13686
BD
Dallas, TX
July 25, 1991 - May 18, 1993

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Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[ST. JAMES ACADEMY; VARSITY BOYS SOCCER COACH; 6820 LACKMAN ROAD, SHAWNEE, KS 66217; START DATE: 12/2000; ROLE/TITLE: COACH; NOT INVESTMENT RELATED; 8 HOURS PER WEEK 8/15 THRU 11/1] [OPERATING UNDER THE DBA NAME OF ENNA & ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; OVERLAND PARK, KS; START DATE: 12/2019] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2004; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Archdiocese of Kansas City In Kansas; Provides guidance to the Archbishop of Kansas City in KS, assisting him in oversight of the assets of the Archdiocese and decision making on all financial transactions and issues associated with the Archdiocese. ; 12615 Parallel Parkway, Kansas City, Kansas 66109; Start Date 12/2022; Role/Title: Finance Council and Investment Committee; Investment Related; 3 hours per month; 1 hours per month during securities trading hours] [Pikes Peak Retreat; Rental Property. I own a home in CO that is not my primary residence. I hire a management company to facilitate the rental operation and property upkeep.; 684 Divide South Drive, Divide, CO 80814; Start Date 11/2022; Role/Title: Owner; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(8/8/2014)
RR
California
(10/25/2021)
RR
Colorado
(10/7/1996)
RR
Florida
(10/21/2021)
RR
Illinois
(1/2/2026)
RR
Iowa
(7/6/1998)
IAR
Kansas
(8/4/1998)
RR
Kansas
(1/11/2019)
RR
Michigan
(1/13/2020)
RR
Minnesota
(7/1/2015)
RR
Missouri
(5/22/1995)
RR
Nebraska
(9/28/2001)
RR
North Carolina
(11/13/2024)
RR
Oklahoma
(1/13/1999)
RR
Texas
(2/4/2019)
IAR
Texas
(2/13/2019)
RR
Virginia
(8/28/2013)
RR
Washington
(12/16/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1991About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Richard Joseph Enna JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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