Timothy J. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Joseph Mcdonald was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1990. Timothy had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2018 - January 13, 2021
PEOPLE'S UNITED ADVISORS, INC.
April 28, 2015 - March 31, 2020
PEOPLE'S SECURITIES, INC.
April 27, 2015 - December 4, 2020
PEOPLE'S SECURITIES, INC.
July 7, 2014 - April 2, 2015
SORRENTO PACIFIC FINANCIAL, LLC
June 2, 2014 - April 2, 2015
SORRENTO PACIFIC FINANCIAL, LLC
August 20, 2013 - May 30, 2014
LPL FINANCIAL LLC
August 6, 2013 - June 9, 2014
LPL FINANCIAL LLC
December 16, 2011 - July 22, 2013
CUNA BROKERAGE SERVICES, INC.
December 13, 2011 - July 22, 2013
CUNA BROKERAGE SERVICES, INC.
January 8, 2008 - November 10, 2011
CAPITAL ONE FINANCIAL ADVISORS LLC
January 8, 2008 - November 10, 2011
CAPITAL ONE INVESTMENT SERVICES LLC
June 26, 2007 - February 1, 2008
HSBC SECURITIES (USA) INC.
June 26, 2007 - February 1, 2008
HSBC SECURITIES (USA) INC.
October 4, 2006 - June 13, 2007
CHASE INVESTMENT SERVICES CORP.
October 4, 2006 - June 13, 2007
CHASE INVESTMENT SERVICES CORP.
July 13, 2005 - October 4, 2006
BNY INVESTMENT CENTER INC.
May 18, 2004 - October 4, 2006
BNY INVESTMENT CENTER INC.
July 21, 2003 - May 7, 2004
IFMG SECURITIES, INC.
December 9, 2002 - May 7, 2004
IFMG SECURITIES, INC.
July 3, 1990 - November 27, 2002
METROPOLITAN LIFE INSURANCE COMPANY
July 3, 1990 - November 27, 2002
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
