Daniel E. Drennen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Edward Drennen II, who also goes by Dan Drennen, Daniel Edward Drennen, Daniel Edward (jr) Drennen, II Daniel E Drennen, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1990. Daniel had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2011 - October 10, 2016
CARL DOMINO INC.
June 6, 2008 - September 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
October 9, 2001 - May 23, 2002
BNY MELLON CAPITAL MARKETS, LLC
March 3, 2000 - April 11, 2001
SIGNATOR INVESTORS, INC.
November 10, 1997 - June 2, 1998
PRUCO SECURITIES, LLC.
July 27, 1990 - December 31, 1996
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARL DOMINO INC.
CRD#: 131528 / SEC#: 801-63409
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 76,627,726 |
Red Flags
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