Robert R. Beuret
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Roger Beuret was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 16 firms and has passed the Series 63, Series 3, Series 1, Series 24, Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2004 - July 23, 2007
C.P. BAKER SECURITIES INCORPORATED
August 11, 2000 - January 2, 2004
THE CAMELOT GROUP, INC.
November 4, 1999 - June 13, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 27, 1995 - October 28, 1999
COMMONWEALTH ASSOCIATES
May 27, 1993 - October 24, 1995
AUERBACH, POLLAK & RICHARDSON INC.
September 30, 1991 - January 1, 1993
AUGMENT SECURITIES INC.
June 12, 1989 - December 20, 1990
A. G. EDWARDS & SONS, INC.
June 10, 1988 - May 26, 1989
GLEACHER & COMPANY SECURITIES, INC.
February 15, 1988 - May 28, 1988
LEHMAN BROTHERS INC.
July 24, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
June 12, 1985 - February 18, 1987
BEURET & COMPANY, LTD.
October 11, 1984 - August 19, 1985
EMPLOYEE PLAN SERVICES, INC.
January 7, 1984 - October 29, 1984
D. H. BLAIR & CO., INC.
May 25, 1982 - May 4, 1983
ADH SECURITIES, INC.
April 30, 1981 - November 30, 1981
PERSHING LLC
October 20, 1977 - November 3, 1980
CIBC WORLD MARKETS CORP.
February 25, 1969 - May 19, 1977
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/21/1969
Registered Representative ExaminationSeries 12
Date: 10/13/1977
NYSE Branch Manager ExaminationSeries 40
Date: 3/29/1976
Registered Principal ExaminationCurrent Firm
C.P. BAKER SECURITIES INCORPORATED
CRD#: 26233 / SEC#: , 8-42430
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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