Jesse W. Cole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Warner Cole, who also goes by Jesse Warner Cole, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2002. Jesse had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2025 - February 16, 2026
GT SECURITIES, INC.
October 18, 2019 - February 7, 2024
C2M SECURITIES, LLC
November 7, 2016 - November 28, 2017
ODEON CAPITAL GROUP LLC
June 17, 2016 - November 7, 2016
CASTLE HILL CAPITAL PARTNERS, INC.
March 7, 2013 - June 7, 2016
TRANSCEND CAPITAL
March 31, 2009 - August 1, 2012
WELLS FARGO PRIME SERVICES, LLC
October 4, 2004 - March 17, 2009
SCHONFELD SECURITIES, LLC
April 30, 2002 - October 12, 2004
PALI CAPITAL, INC.
February 21, 2002 - April 30, 2002
PALI CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
