Brandon R. Thomas
Professional summary
Brandon Rockwell Thomas is a registered financial advisor currently at ENVESTNET PMC located in Lake Forest, Illinois and QRG CAPITAL MANAGEMENT, INC. located in Chicago, Illinois.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Brandon has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Rockwell Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2004 - Present
ENVESTNET PMC
May 18, 2020 - Present
QRG CAPITAL MANAGEMENT, INC.
Office #1: 222 N. Lasalle St., Suite 625, Chicago, IL 60601September 28, 2001 - February 17, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
March 14, 1995 - January 21, 2000
NUVEEN SECURITIES, LLC
February 11, 1992 - June 30, 1994
LASALLE ST SECURITIES, L.L.C.
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/22/2004)
Exams
Current Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
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