Joseph F. Landy
Professional summary
Joseph Francis Landy III, who also goes by Joseph Francis Landy, is a registered financial professional currently at SRT SECURITIES LLC located in Birmingham, Michigan.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1990. Joseph has worked at 6 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Francis Landy III's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2020 - Present
SRT SECURITIES LLC
Office #1: 416 Hawthorne Street, Birmingham, MI 48009December 2, 2013 - October 1, 2020
X-CHANGE FINANCIAL ACCESS, LLC
July 31, 2007 - November 29, 2013
CTC XS, LLC
January 13, 2005 - March 21, 2007
CTC, LLC
September 20, 2002 - January 6, 2005
LAKESHORE SECURITIES, L.P.
July 23, 1990 - March 12, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCboe Exchange, Inc.
FINRA
Current Firm
SRT SECURITIES LLC
CRD#: 33725 / SEC#: , 8-34415
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Regulatory Event | 25 |
Red Flags
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