Dean J. Liakos
Professional summary
Dean James Liakos was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dean is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Dean had worked at 5 firms, which includes LANDMARK INTERNATIONAL EQUITIES, FIRST UNITED EQUITIES CORPORATION, T.R. WINSTON & COMPANY LLC, H G I, BERKELEY SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 1995 - December 13, 1996
LANDMARK INTERNATIONAL EQUITIES
January 1, 1995 - September 5, 1995
FIRST UNITED EQUITIES CORPORATION
August 24, 1994 - January 3, 1995
T.R. WINSTON & COMPANY, LLC
November 9, 1992 - August 19, 1994
H G I
July 20, 1992 - August 19, 1992
BERKELEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 6/16/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
LANDMARK INTERNATIONAL EQUITIES
CRD#: 25098 / SEC#: , 8-41549
Contact information
Documents
Red Flags
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