Walter E. Dolhare

PC2 CAPITAL

Charlotte, NC

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CRD#: 2071314

Professional summary

Walter Ernesto Dolhare, who also goes by Ernesto Gualterio Dolhare, is a registered financial advisor currently at PC2 CAPITAL located in Charlotte, North Carolina.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Walter has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, Series 79TO, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 14, Series 24 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ernesto Gualterio Dolhare

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ART GALLERY, 1429 BRYANT STREET, CHARLOTTE, NC EFF 1/2014, OWNER OF CULTURAL ORGANIZATION PROMOTING LATAM ART, NON-INVESTMENT RELATED, 0 HOURS ActiveViam, privately held FinTech company. Effective 6/2021. Board Member, Approximately 5 hours a month. Guidepost Growth Equity, private equity firm. Effective 2/2023. Operating advisor. Approximately 3 hours a month. Prosperise Capital LLP, Global Asset Manager, Effective 9/2023, Partner, Approximately 5 hours a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Ernesto Dolhare's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2024 - Present

PC2 CAPITAL

RIA

CRD#: 311208

Charlotte, NC

Past

January 24, 2013 - March 31, 2021

WELLS FARGO PRIME SERVICES, LLC

CRD#: 133068

SAN FRANCISCO, CA

Past

January 29, 2010 - May 27, 2015

WELLS FARGO INSTITUTIONAL SECURITIES, LLC

CRD#: 5958

CHARLOTTE, NC

Past

July 1, 2003 - March 31, 2021

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

October 1, 1999 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 2, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

March 20, 1996 - February 2, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 19002

CHARLOTTE, NC

Past

January 1, 1991 - January 9, 1991

VINING-SPARKS IBG, LLC

CRD#: 27502

MEMPHIS, TN

Past

September 12, 1990 - January 1, 1991

VINING-SPARKS SECURITIES, INC.

CRD#: 10073

Past

July 10, 1990 - September 12, 1990

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

CRD#: 16493

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/4/2023

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 8/4/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 8/4/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 8/4/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/23/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/9/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 8/4/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 8/4/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Current Firm

PC2 CAPITAL

PC2 CAPITAL | PC2 CAPITAL LP

CRD#: 311208 / SEC#: 802-119786

Florida

Registered Investment Advisory firm - (5/5/2021 Approved)

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Contact information

Main Address

Venice, FL

Mailing Address

Phone number

(215) 850-3117

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 11,352,227

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	3/24/2023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter E. Dolhare

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Ernesto Dolhare's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO PRIME SERVICES, LLC

WELLS FARGO INSTITUTIONAL SECURITIES, LLC

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

FIRST UNION CAPITAL MARKETS CORP.

VINING-SPARKS IBG, LLC

VINING-SPARKS SECURITIES, INC.

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2024

Series 63

Date: 8/26/1996

Series 7TO

Date: 8/4/2023

Series 79TO

Date: 8/4/2023

Series 99TO

Date: 8/4/2023

Series 57TO

Date: 8/4/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/23/1990

Series 7

Date: 7/9/1990

Series 14

Date: 8/4/2023

Series 24

Date: 8/4/2023

Series 10

Date: 1/2/2023

Current Firm

PC2 CAPITAL

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

PC2 CAPITAL

TRUST BUT VERIFY

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