Michael J. Cuevas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Cuevas was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2003 - September 30, 2003
HIGH MARK SECURITIES, INC.
August 27, 2001 - July 24, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 10, 2000 - June 19, 2000
INTERFIRST CAPITAL CORPORATION
July 22, 1999 - April 10, 2000
SAN CLEMENTE SECURITIES, INC.
February 14, 1997 - January 12, 1998
CRISPIN KOEHLER SECURITIES
July 2, 1996 - March 5, 1997
SECURIAN FINANCIAL SERVICES, INC.
July 9, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 9, 1990 - December 13, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
HIGH MARK SECURITIES, INC.
CRD#: 42467 / SEC#: , 8-49858
Contact information
Documents
Red Flags
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