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KK

Kevin J. Kulak

FNEX CAPITAL
Indianapolis, IN 46204
Some features on this profile are disabled
CRD#: 2071050
KK

Professional summary

Kevin Jonathan Kulak is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1990. Kevin has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 79 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Jonathan Kulak's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2019 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204
BD
CRD#: 166316
Indianapolis, IN
Past

March 26, 2019 - November 18, 2019

GLOBAL SILICON VALLEY SECURITIES LLC

BD
CRD#: 22882
SAN RAMON, CA
Past

May 14, 2015 - March 20, 2019

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

June 18, 2013 - February 12, 2015

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

July 24, 2012 - May 6, 2013

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
NEW YORK, NY
Past

March 30, 2010 - January 25, 2012

ILLUME CAPITAL MANAGEMENT, LLC

RIA
CRD#: 153333
DARIEN, CT
Past

August 6, 2009 - March 17, 2010

DFS CAPITAL MANAGEMENT, LP

RIA
CRD#: 150836
DARIEN, CT
Past

April 1, 1996 - March 1, 2007

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

December 20, 1995 - April 1, 1996

CHASE SECURITIES, INC.

BD
CRD#: 10793
NEW YORK, MD
Past

July 11, 1990 - April 19, 1994

IBM CREDIT DISTRIBUTORS CORPORATION

BD
CRD#: 25588

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/25/2019)
RR
Connecticut
(11/25/2019)
RR
Illinois
(11/25/2019)
RR
New York
(11/25/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 7/13/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/28/2009
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/6/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 7/23/2012
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/9/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER
ALVAREZ, KAREN LOUFINANCIAL OPERATIONS4044938
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNEX CAPITAL, LLC

CRD#: 166316Indianapolis, IN 46204

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