CG
Clinton D. Gharib
MADISON AVENUE SECURITIES
WATERSOUND, FL
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CRD#: 2070991
CG
Professional summary
Clinton Datees Gharib, who also goes by Clint Gharib, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Watersound, Florida.
Clinton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Clinton has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Clint Gharib
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME: OXFORD RETIREMENT ADVISORS; INV RELATED: YES; ADDRESS: 1455 LINCOLN PKWY, SUITE 325, ATLANTA, GA 30346; NATURE: DBA USED FOR MARKETING FOR SECURITIES & INSURANCE BUSINESS; POSITION: PARTNER; START DATE: 01/2020; HOURS/MONTH: 0; TRADING HOURS/MONTH: 0; DUTIES: DBA FOR SECURITIES & INSURANCE BUSINESS THAT WILL BE RUN THROUGH MADISON & AE
2)NAME: INTEGROUS INVESTMENT SOLUTIONS; INV RELATED: NO; ADDRESS: 1455 LINCOLN PKWY, SUITE 325, ATLANTA, GA 30346; NATURE: SET UP FOR LEASES & TO PAY OFFICE BILLS; POSITION: PARTNER; START DATE: 12/2016; HOURS/MONTH: 4; TRADING HOURS/MONTH: 0; DUTIES: PARTNER PAY OFFICE BILLS AND RENT
3)NAME: HEARTLAND INST. OF FINANCIAL EDUCATION; INV RELATED: NO; ADDRESS: 8301 EAST PRENTICE, SUITE 312, GREENWOOD, CO 80111; NATURE: TEACHING OF FINANCIAL PLANNING CLASSES; POSITION: CFED; START DATE: 09/2010; HOURS/MONTH: 4; TRADING HOURS/MONTH:0; DUTIES: TEACHING OF FINANCIAL PLANNING CLASSES
4)NAME: EAST WOOD CLINIC; INV RELATED: YES; ADDRESS: 1323 EAST WOOD STREET PARIS, TN 38242; NATURE: MEDICAL CLINIC; POSITION: PLAN ADVISOR; START DATE: 07/18/2016; HOURS/MONTH: 4; TRADING HOURS/MONTH:4; DUTIES: PLAN ADVISOR
5)NAME: DAVIS DEVELOPMENT; INV RELATED: YES; ADDRESS: 403 CORPORATE CENTER DRIVE, SUITE 201, STOCKBRIDGE, GA 30281; NATURE: MULTI-FAMILY HOUSING DEVELOPER BASED IN ATLANT, GA; POSITION: PLAN ADVISOR; START DATE: 07/2010; HOURS/MONTH: 4; TRADING HOURS/MONTH:4; DUTIES: PLAN ADVISOR
6)NAME: ADVISORS EXCEL; INV RELATED: YES; ADDRESS: 2950 SW MCCLURE RD, TOPEKA, KS 66614; NATURE: FIA'S AND NON-VARIABLE LIFE INSURANCE; POSITION: INDEPENDENT AGENT; START DATE: 1/1/2010; HOURS/MONTH: 4; TRADING HOURS/MONTH: 4; DUTIES: INDEPENDENT AGENT USING IMO'S INSURANCE SERVICES
7)NAME: TRUCHOICE FINANCIAL GROUP, LLC; INV RELATED: NO - NONVARIABLE LIFE INSURANCE; ADDRESS: 4400 EASTON CMNS WAY STE 125, COLUMBUS, OH 43219; NATURE: NORTH AMERICAN NON-VARIABLE LIFE INSURANCE; POSITION: INDEPENDENT AGENT; START DATE: 5/18/2018; HOURS/MONTH: 4; TRADING HOURS/MONTH: 4; DUTIES: INDEPENDENT AGENT USING THIS IMO FOR NON-VARIABLE LIFE INSURANCE WITH NORTH AMERICAN CO. (NACOLAH)
CRS (Client Relationship Summary) - RIA
Click below to view Clinton Datees Gharib's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Clinton Datees Gharib's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2020 - Present
MADISON AVENUE SECURITIES, LLC
Office #2: 6925 Us 98 Suite 300, Santa Rosa Beach, FL 32459Office #3: 1455 Lincoln Parkway Ste 325, Atlanta, GA 30346RIA
BD
CRD#: 23224
WATERSOUND, FL
Current
January 13, 2020 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 6925 Us 98 Suite 300, Santa Rosa Beach, FL 32459Office #2: 1455 Lincoln Parkway Ste 325, Atlanta, GA 30346RIA
BD
CRD#: 23224
Santa Rosa Beach, FL
Past
August 24, 2019 - January 24, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
WATERSOUND, FL
Past
February 25, 2016 - January 24, 2020
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
ATLANTA, GA
Past
October 9, 2015 - January 24, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ATLANTA, GA
Past
September 1, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
ATLANTA, GA
Past
December 19, 2003 - December 1, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
ATLANTA, GA
Past
January 2, 1998 - December 1, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
August 22, 1994 - February 2, 1998
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
August 8, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
BD
CRD#: 8143
NEW YORK, NY
Past
July 30, 1990 - September 15, 1994
HIBBARD BROWN & CO., INC.
BD
CRD#: 18246
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2020)
RR
Arizona(1/22/2020)
RR
California(1/14/2020)
RR
Colorado(1/30/2020)
RR
Connecticut(1/30/2020)
RR
District of Columbia(4/23/2020)
RR
Florida(1/29/2020)
IAR
Florida(1/29/2020)
RR
Georgia(1/16/2020)
IAR
Georgia(1/16/2020)
RR
Idaho(1/13/2020)
RR
Illinois(2/27/2020)
RR
Indiana(1/14/2020)
RR
Iowa(1/14/2020)
RR
Maryland(1/14/2020)
RR
Massachusetts(1/30/2020)
RR
Michigan(1/15/2020)
RR
Minnesota(2/4/2020)
RR
Mississippi(2/3/2020)
RR
Missouri(1/14/2020)
RR
Nebraska(1/31/2020)
RR
New Hampshire(2/4/2020)
RR
New York(2/12/2020)
RR
North Carolina(2/6/2020)
RR
Ohio(1/27/2020)
RR
Oklahoma(1/30/2020)
RR
Oregon(1/15/2020)
RR
South Carolina(1/30/2020)
RR
Tennessee(2/3/2020)
IAR
Texas(1/13/2020)
RR
Texas(1/17/2020)
RR
Vermont(1/30/2020)
RR
Virginia(2/3/2020)
RR
Washington(2/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
