Chester J. Needelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chester Joseph Needelman, who also goes by Chester Joseph Kalman Needelman, Chester Needelman, Chet Needelman, was a registered financial professional .
Chester is a previously registered financial professional and started their career in finance in 2011. Chester had worked at 2 firms and has passed the Series 65 and Series 63 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2018 - August 6, 2024
SPECTRUM ASSET MANAGEMENT INC
July 25, 2011 - December 4, 2019
NEEDELMAN ASSET MANAGEMENT INC
Primary Firm SEC Registration
SPECTRUM ASSET MANAGEMENT INC
CRD#: 111007 / SEC#: 801-30377
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPECTRUM ASSET MANAGEMENT INC
CRD#: 111007 / SEC#: 801-30377
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 941 |
| AUM (Assets Under Management) | $ 640,063,728 |
Red Flags
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