JL
Joseph M. Latour
SOWELL MANAGEMENT
Cumming, GA
Some features on this profile are disabled
CRD#: 2070716
JL
Professional summary
Joseph M Latour, who also goes by Joe Latour, Joseph Latour, is a registered financial advisor currently at SOWELL MANAGEMENT located in Cumming, Georgia.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Joseph has worked at 15 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Latour | Joseph Latour
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Annuity Fiduciary: Owner/Agent, Started 4/2009, 40 hours per month, approximately 30 hours per month during trading hours, non-investment related, sales & service of fixed and immediate annuities.
Insurance Fiduciary: Owner/Agent, Started 4/2009, 40 hours per month, approximately 30 hours per month during trading hours, non-investment related, sales & service of life, health, disability, travel, Medicare Advantage, Medicare Supplement and long-term care insurance products and services.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph M Latour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2016 - Present
SOWELL MANAGEMENT
RIA
CRD#: 127145
Cumming, GA
Past
June 4, 2014 - April 5, 2017
CONCERT WEALTH MANAGEMENT
RIA
CRD#: 141253
Cumming, GA
Past
April 13, 2009 - June 5, 2014
SIGNATOR FINANCIAL SERVICES, INC.
RIA
CRD#: 19061
CUMMING, GA
Past
March 17, 2009 - June 5, 2014
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
CUMMING, GA
Past
April 19, 2006 - March 12, 2009
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
HOUSTON, TX
Past
April 19, 2006 - March 12, 2009
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
October 14, 2005 - April 11, 2006
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
GLOUCESTER, NJ
Past
November 24, 2004 - June 28, 2005
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CRANBURY, NJ
Past
November 24, 2004 - June 28, 2005
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PITTSBURGH, PA
Past
October 20, 2004 - November 26, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
EAST BRUNSWICK, NJ
Past
October 20, 2004 - November 26, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
November 21, 2002 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
EAST BRUSWICK, NJ
Past
November 5, 2001 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
September 22, 1999 - November 9, 2001
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
February 26, 1997 - September 17, 1999
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
November 27, 1995 - February 25, 1997
FLEET ENTERPRISES, INC.
BD
CRD#: 17434
NEW YORK, NY
Past
March 15, 1995 - November 27, 1995
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Past
August 21, 1992 - March 9, 1995
FLEET ENTERPRISES, INC.
BD
CRD#: 17434
NEW YORK, NY
Past
February 28, 1991 - August 14, 1992
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Past
June 28, 1990 - December 20, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
June 28, 1990 - December 20, 1990
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SM
SOWELL MANAGEMENT
10X WEALTH ADVISORS, INC. | ZENITH GROUP, LLC | XO ADVISORS | WORRELL ADVISORY SERVICES | WISDOMWEALTH FINANCIAL | WILLOW OAK WEALTH | WESTERN FINANCIAL, LLC | WEAVER CAPITAL ADVISORS | WEALTHCARE ADVISORS | WEALTH MANAGEMENT PARTNERS | WEALTH IN OVERDRIVE | WAYFINDER CAPITAL, LLC | WATTS WEALTH MANAGEMENT | VERDEO FINANCIAL & INSURANCE STRATEGIES | VALUE WEALTH | TRIUMPHANT PORTFOLIO MANAGEMENT, LLC | TREK WEALTH SOLUTIONS | THE AUGUST WEALTH MANAGEMENT GROUP | TETON WEALTH GROUP | SUNSET WEST ADVISORS, LLC | SUMMATION INVESTMENT ADVISORY | STRATEGIC PLANNING CORPORATION | STRATEGIC FINANCIAL PLANNING, LLC | SOWELL MANAGEMENT SERVICES | SOWELL MANAGEMENT | SOWELL FINANCIAL SERVICES, LLC | SOWELL FINANCIAL SERVICES | SOWELL FINANCIAL ADVISORS | SOWELL ADVISORS | SOUTHCOAST FINANCIAL GROUP | SOUND WEALTH, LLC | SOLERA ASSET MANAGERS & INSURANCE AGENCY, LLC | SOLERA ASSET MANAGERS | SOLERA ASSET MANAGEMENT & INSURANCE | SENTINEL WEALTH STRATEGIES | SC WEALTH MANAGEMENT | SAPPHIRE WEALTH MANAGEMENT | RIVERS INVESTMENT GROUP | REVIRESCO WEALTH ADVISORY | REPPOND INVESTMENTS | REAGAN HOLLOWAY | PROVIDENCE FINANCIAL GROUP, INC. | PRESCAP ADVISORS LLC | POYNTER CAPITAL INC. | PNW PREMIER WEALTH | PLATINUM WEALTH MANAGEMENT | PEGASUS FINANCIAL PLANNING | PEAR TREE WEALTH MANAGEMENT | PARAGON WEALTH COUNSELORS | NORTHSTAR WEALTH MANAGEMENT INC. | NORTH STAR WEALTH MANAGEMENT LLC | NEW WAVE WEALTH ADVISORS, LLC | NEST FINANCIAL LLC | NESHER WEALTH | MULLENNIUM FINANCE, LLC | MT. BAKER CAPITAL, L.L.C. | MORGAN STRATEGIC WEALTH, LLC | MIDWEST INVESTMENT AND BUSINESS ADVISORS, PLLC | MENLO OAKS CAPITAL GROUP | MADISON PARK ADVISORS | LONDON HOUSE CAPITAL | LIGHTHOUSE WEALTH STRATEGIES | LIFESMART WEALTH MANAGEMENT, LLC | LIFESMART FINANCIAL ADVISORS, LLC | LEWIN & ASSOCIATES, INC | LEINSTER FINANCIAL | LAMPE FINANCIAL, LLC | LAMPE FINANCIAL GROUP, LLC | KUMQUAT, LLC | KAN WEALTH MANAGEMENT | JB INDEPENDENT FINANCIAL, INC. | JB INDEPENDENT FINANCIAL | JAMES GRAHAN | JACOBS FINANCIAL ADVISORS | IPSEN ADVISOR GROUP | INTEGRA PRIVATE WEALTH MANAGEMENT | HUNT WEALTH MANAGEMENT | HERITAGE OAK WEALTH ADVISORS, LLC | HARVEST MOON WEALTH ADVISORS | GOAL LINE WEALTH MANAGMENT | GENERATIONS INVESTMENT ADVISORS, LLC | FORTRESS MEGA | FORTRESS FINANCIAL | FORECAST CAPITAL MANAGEMENT, INC | FONTIS INVESTMENTS | FIRST FINANCIAL SERVICES, LLC | EXIGENT WEALTH COUNSELORS LLC | EVIDENCE BASED ADVISORS, LLC | EPERSONAL FINANCIAL | ENDURANCE FINANCIAL | ELLIS WEALTH ADVISORS | ELEMENT FINANCIAL L.L.C. | EKW ADVANTAGE | EAGLE EYE ADVISORS | DS FINANCIAL STRATEGIES | DJF INVESTMENT CORPORATION | DIANNE MAE FINANCIAL | CORINTHIAN WEALTH MANAGEMENT | COOPERATIVE FINANCIAL, LLC | COMPENSATION DESIGNS | CLINTON WEALTH MANAGEMENT LLC | CLINTON WEALTH MANAGEMENT | CLEARWEALTH ASSET MANAGEMENT | CLEARWEALTH | CLARUS WEALTH MANAGEMENT | CHARTED CAPITAL, LLC | CENTRAL COAST WEALTH ADVISORS, LLC | CAYUCOS WEALTH | CATALYST COUNSELORS | CADENCE CAPITAL MANAGEMENT | BUIS CAPITAL MANAGEMENT | BRINGHURST FINANCIAL SERVICE, L.L.L. | BELLWETHER ADVISORY GROUP, LLC | BARRY L. MOSS & ASSOCIATES, INC. | BARCLAY BRELAND FAMILY OFFICE | AUGUST WEALTH MANAGEMENT GROUP | APEX ASSET ADVISORS, LLC | AMICUS FINANCIAL | ALEXIS INVESTMENT PARTNERS, LLC | AIT WEALTH MANAGEMENT | ADVISORY FIDUCIARY | ADVISORS 360
CRD#: 127145 / SEC#: 801-63991
RIA
Registered Investment Advisory firm - (5/27/2005 Approved)Arkansas
Registered Investment Advisory firm - (3/1/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(12/21/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SM
SOWELL MANAGEMENT
10X WEALTH ADVISORS, INC. | ZENITH GROUP, LLC | XO ADVISORS | WORRELL ADVISORY SERVICES | WISDOMWEALTH FINANCIAL | WILLOW OAK WEALTH | WESTERN FINANCIAL, LLC | WEAVER CAPITAL ADVISORS | WEALTHCARE ADVISORS | WEALTH MANAGEMENT PARTNERS | WEALTH IN OVERDRIVE | WAYFINDER CAPITAL, LLC | WATTS WEALTH MANAGEMENT | VERDEO FINANCIAL & INSURANCE STRATEGIES | VALUE WEALTH | TRIUMPHANT PORTFOLIO MANAGEMENT, LLC | TREK WEALTH SOLUTIONS | THE AUGUST WEALTH MANAGEMENT GROUP | TETON WEALTH GROUP | SUNSET WEST ADVISORS, LLC | SUMMATION INVESTMENT ADVISORY | STRATEGIC PLANNING CORPORATION | STRATEGIC FINANCIAL PLANNING, LLC | SOWELL MANAGEMENT SERVICES | SOWELL MANAGEMENT | SOWELL FINANCIAL SERVICES, LLC | SOWELL FINANCIAL SERVICES | SOWELL FINANCIAL ADVISORS | SOWELL ADVISORS | SOUTHCOAST FINANCIAL GROUP | SOUND WEALTH, LLC | SOLERA ASSET MANAGERS & INSURANCE AGENCY, LLC | SOLERA ASSET MANAGERS | SOLERA ASSET MANAGEMENT & INSURANCE | SENTINEL WEALTH STRATEGIES | SC WEALTH MANAGEMENT | SAPPHIRE WEALTH MANAGEMENT | RIVERS INVESTMENT GROUP | REVIRESCO WEALTH ADVISORY | REPPOND INVESTMENTS | REAGAN HOLLOWAY | PROVIDENCE FINANCIAL GROUP, INC. | PRESCAP ADVISORS LLC | POYNTER CAPITAL INC. | PNW PREMIER WEALTH | PLATINUM WEALTH MANAGEMENT | PEGASUS FINANCIAL PLANNING | PEAR TREE WEALTH MANAGEMENT | PARAGON WEALTH COUNSELORS | NORTHSTAR WEALTH MANAGEMENT INC. | NORTH STAR WEALTH MANAGEMENT LLC | NEW WAVE WEALTH ADVISORS, LLC | NEST FINANCIAL LLC | NESHER WEALTH | MULLENNIUM FINANCE, LLC | MT. BAKER CAPITAL, L.L.C. | MORGAN STRATEGIC WEALTH, LLC | MIDWEST INVESTMENT AND BUSINESS ADVISORS, PLLC | MENLO OAKS CAPITAL GROUP | MADISON PARK ADVISORS | LONDON HOUSE CAPITAL | LIGHTHOUSE WEALTH STRATEGIES | LIFESMART WEALTH MANAGEMENT, LLC | LIFESMART FINANCIAL ADVISORS, LLC | LEWIN & ASSOCIATES, INC | LEINSTER FINANCIAL | LAMPE FINANCIAL, LLC | LAMPE FINANCIAL GROUP, LLC | KUMQUAT, LLC | KAN WEALTH MANAGEMENT | JB INDEPENDENT FINANCIAL, INC. | JB INDEPENDENT FINANCIAL | JAMES GRAHAN | JACOBS FINANCIAL ADVISORS | IPSEN ADVISOR GROUP | INTEGRA PRIVATE WEALTH MANAGEMENT | HUNT WEALTH MANAGEMENT | HERITAGE OAK WEALTH ADVISORS, LLC | HARVEST MOON WEALTH ADVISORS | GOAL LINE WEALTH MANAGMENT | GENERATIONS INVESTMENT ADVISORS, LLC | FORTRESS MEGA | FORTRESS FINANCIAL | FORECAST CAPITAL MANAGEMENT, INC | FONTIS INVESTMENTS | FIRST FINANCIAL SERVICES, LLC | EXIGENT WEALTH COUNSELORS LLC | EVIDENCE BASED ADVISORS, LLC | EPERSONAL FINANCIAL | ENDURANCE FINANCIAL | ELLIS WEALTH ADVISORS | ELEMENT FINANCIAL L.L.C. | EKW ADVANTAGE | EAGLE EYE ADVISORS | DS FINANCIAL STRATEGIES | DJF INVESTMENT CORPORATION | DIANNE MAE FINANCIAL | CORINTHIAN WEALTH MANAGEMENT | COOPERATIVE FINANCIAL, LLC | COMPENSATION DESIGNS | CLINTON WEALTH MANAGEMENT LLC | CLINTON WEALTH MANAGEMENT | CLEARWEALTH ASSET MANAGEMENT | CLEARWEALTH | CLARUS WEALTH MANAGEMENT | CHARTED CAPITAL, LLC | CENTRAL COAST WEALTH ADVISORS, LLC | CAYUCOS WEALTH | CATALYST COUNSELORS | CADENCE CAPITAL MANAGEMENT | BUIS CAPITAL MANAGEMENT | BRINGHURST FINANCIAL SERVICE, L.L.L. | BELLWETHER ADVISORY GROUP, LLC | BARRY L. MOSS & ASSOCIATES, INC. | BARCLAY BRELAND FAMILY OFFICE | AUGUST WEALTH MANAGEMENT GROUP | APEX ASSET ADVISORS, LLC | AMICUS FINANCIAL | ALEXIS INVESTMENT PARTNERS, LLC | AIT WEALTH MANAGEMENT | ADVISORY FIDUCIARY | ADVISORS 360
CRD#: 127145 / SEC#: 801-63991
RIA
Registered Investment Advisory firm - (5/27/2005 Approved)Arkansas
Registered Investment Advisory firm - (3/1/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5320 Northshore Drive, North Little Rock, AR 72118
Mailing Address
Phone number
(501) 219-2434
Established
Firm type
Fiscal year end
# of Employees
146
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,257 |
| AUM (Assets Under Management) | $ 4,230,990,937 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
