Peter P. Tarangelo
Professional summary
Peter Paul Tarangelo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Peter had worked at 10 firms, which includes GRADY AND HATCH & COMPANY INC., SHAMROCK PARTNERS LTD, GLOBAL INVESTMENT SERVICES INC., THE WINDMILL GROUP INC., PRUDENTIAL EQUITY GROUP LLC, GREAT WESTERN FINANCIAL SECURITIES CORPORATION, THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC, WORLD INVESTMENTS LLC, MML INVESTORS SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2001 - March 12, 2001
GRADY AND HATCH & COMPANY, INC.
October 8, 1998 - January 20, 1999
SHAMROCK PARTNERS, LTD
October 17, 1996 - October 21, 1997
GLOBAL INVESTMENT SERVICES, INC.
November 22, 1994 - September 27, 1996
THE WINDMILL GROUP, INC.
March 13, 1994 - November 3, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 11, 1993 - May 11, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
August 29, 1991 - March 5, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 29, 1991 - March 5, 1993
EQUITABLE ADVISORS, LLC
May 31, 1991 - August 8, 1991
WORLD INVESTMENTS, LLC
October 12, 1990 - June 3, 1991
MML INVESTORS SERVICES, LLC
August 8, 1990 - September 28, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 8, 1990 - September 28, 1990
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GRADY AND HATCH & COMPANY, INC.
CRD#: 14262 / SEC#: , 8-30204
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 2 |
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