William S. Glazier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Scott Glazier, who also goes by Bill Scott Glazier, Billy Glazier, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2006 - December 31, 2021
CARLISLE ASSET MANAGEMENT
August 9, 2006 - August 10, 2006
CARLISLE ASSET MANAGEMENT
September 23, 2003 - August 1, 2006
CANTELLA & CO., INC.
May 18, 2001 - August 1, 2006
CANTELLA & CO., INC.
October 2, 1997 - May 22, 2001
LASALLE ST SECURITIES, L.L.C.
June 2, 1994 - October 16, 1997
SAPERSTON FINANCIAL INC.
February 11, 1992 - September 16, 1992
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
November 26, 1990 - October 25, 1991
A. G. EDWARDS & SONS, INC.
July 26, 1990 - October 15, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARLISLE ASSET MANAGEMENT
CRD#: 141334 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
