Joseph L. Bumbledare
Professional summary
Joseph Larry Bumbledare, who also goes by Joe Bumbledare, is a registered financial professional currently at MFS FUND DISTRIBUTORS, INC. located in Phoenix, Arizona.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1990. Joseph has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Larry Bumbledare's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2015 - Present
MFS FUND DISTRIBUTORS, INC.
Office #1: Esplanade Tower Iv 2575 East Camelback Road, Suite 780, Phoenix, AZ 85016January 2, 2013 - September 29, 2015
MML DISTRIBUTORS, LLC
February 25, 2011 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
June 11, 2010 - February 25, 2011
GLOBAL ATLANTIC DISTRIBUTORS, LLC
December 16, 2009 - June 11, 2010
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
March 13, 2006 - September 30, 2009
VOYA INVESTMENTS DISTRIBUTOR, LLC
April 25, 2005 - March 15, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 16, 2001 - March 2, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 22, 2000 - April 17, 2001
NATIONWIDE SECURITIES, LLC
July 1, 1996 - July 8, 1999
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 3, 1991 - July 1, 1996
NATIONWIDE SECURITIES, LLC
July 3, 1990 - December 30, 1991
INDUSTRY SAVINGS PLANS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 2
Date: 5/1/1996
Non-Member General Securities ExaminationFINRA
Current Firm
MFS FUND DISTRIBUTORS, INC.
CRD#: 31052 / SEC#: , 8-45321
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS FINANCIAL SERVICES COMPANY | PARENT COMPANY | |
| GEREMIA, CAROL WILLIAM | DIRECTOR AND CHAIRMAN OF THE BOARD | 1456883 |
| HARDIN, HEIDI WALTER | SECRETARY | 2619251 |
| HUNT, MICHAEL ANDREW | CHIEF COMPLIANCE OFFICER | 4150065 |
| KEENAN, MICHAEL SEAN | PRESIDENT AND DIRECTOR | 2324763 |
| SMELSTOR, JOSEPH JOHN IV | TREASURER AND SENIOR GROUP CONTROLLER | 6247186 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
