James M. Jones

WILLAMETTE FINANCIAL ADVISORS

Portland, OR 97224

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CRD#: 2070022

Professional summary

James Michael Jones, CFP®, who also goes by James M Jones, Jim M Jones, Jim Jones, is a registered financial advisor currently at WILLAMETTE FINANCIAL ADVISORS, LLC located in Portland, Oregon.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James M Jones | Jim M Jones | Jim Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INSURANCE PRODUCER, VARIOUS INSURANCE COMPANIES, INVESTMENT-RELATED, SINCE 11/2009

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 7, 2015 - Present

WILLAMETTE FINANCIAL ADVISORS, LLC

Office #1: 6650 Sw Redwood Lane, Suite 310 Suite 310, Portland, OR 97224

RIA

CRD#: 173482

Portland, OR

Past

January 2, 2015 - December 31, 2017

CENTAURUS FINANCIAL, INC.

CRD#: 30833

LAKE OSWEGO, OR

Past

January 8, 2013 - December 31, 2014

OSAIC SERVICES, INC.

RIA

CRD#: 133763

LAKE OSWEGO, OR

Past

January 7, 2013 - December 31, 2014

OSAIC SERVICES, INC.

CRD#: 133763

LAKE OSWEGO, OR

Past

March 10, 2010 - December 31, 2012

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

PORTLAND, OR

Past

March 8, 2010 - December 31, 2012

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

PORTLAND, OR

Past

August 4, 2003 - January 18, 2006

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

PORTLAND, OR

Past

June 25, 2003 - January 18, 2006

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

PORTLAND, OR

Past

June 27, 1990 - December 14, 1990

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLAMETTE FINANCIAL ADVISORS, LLC

CRD#: 173482 / SEC#: 801-112193

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

California

Registered Investment Advisory firm - (1/20/2018 Terminated)

Idaho

Registered Investment Advisory firm - (12/21/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Oregon

Registered Investment Advisory firm - (12/22/2017 Terminated)

Tennessee

Registered Investment Advisory firm - (12/21/2017 Terminated)

Washington

Registered Investment Advisory firm - (12/28/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/7/2015)

IAR

Texas
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/27/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/21/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILLAMETTE FINANCIAL ADVISORS, LLC

CRD#: 173482 / SEC#: 801-112193

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

California

Registered Investment Advisory firm - (1/20/2018 Terminated)

Idaho

Registered Investment Advisory firm - (12/21/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Oregon

Registered Investment Advisory firm - (12/22/2017 Terminated)

Tennessee

Registered Investment Advisory firm - (12/21/2017 Terminated)

Washington

Registered Investment Advisory firm - (12/28/2017 Terminated)

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Contact information

Main Address

6650 Sw Redwood Lane, Suite 310 Suite 310, Portland, OR 97224

Mailing Address

Phone number

(503) 747-0306

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	670
AUM (Assets Under Management)	$ 151,816,783

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WILLAMETTE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2010

Series 63

Date: 6/27/1990

SIE

Date: 12/31/2017

Series 7

Date: 3/7/2010

Series 6

Date: 6/21/1990

Current Firm

WILLAMETTE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLAMETTE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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