Innocent K. Okeke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Innocent Kanayo Okeke, who also goes by Innocent Kanay Okeke, Kanay Okeke, Kanny Okeke, was a registered financial professional .
Innocent is a previously registered financial professional and started their career in finance in 1990. Innocent had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 1996 - July 2, 2001
LLOYD WADE SECURITIES INC.
March 13, 1996 - May 16, 1996
MEYERS POLLOCK ROBBINS, INC.
November 27, 1995 - March 5, 1996
STRATEGIC RESOURCE MANAGEMENT, INC.
May 11, 1995 - August 14, 1995
DICKINSON & CO.
September 14, 1990 - June 6, 1995
H.J. MEYERS & CO., INC.
August 16, 1990 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LLOYD WADE SECURITIES INC.
CRD#: 39653 / SEC#: , 8-48781
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
